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FT

Franklin Universal Trust

42 hedge funds and large institutions have $37.1M invested in Franklin Universal Trust in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 9 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 9

3% more capital invested

Capital invested by funds: $36.1M → $37.1M (+$961K)

0.47% more ownership

Funds ownership: 19.21%19.68% (+0.47%)

7% less funds holding

Funds holding: 4542 (-3)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
18
Reduced
9
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.62M +$46.9K +6,285 +0.7%
Wells Fargo
2
Wells Fargo
California
$4.05M -$460K -61,656 -10%
SFS
3
Shaker Financial Services
Virginia
$4.03M +$570K +76,437 +17%
Koshinski Asset Management
4
Koshinski Asset Management
Illinois
$3.43M +$24.7K +3,313 +0.7%
Invesco
5
Invesco
Georgia
$2.88M +$38.7K +5,193 +1%
MSAM
6
Moloney Securities Asset Management
Missouri
$2.23M -$34.3K -4,601 -2%
Stifel Financial
7
Stifel Financial
Missouri
$2.08M +$60K +8,044 +3%
KPWS
8
Kestra Private Wealth Services
Texas
$2.04M +$2.95K +396 +0.1%
HI
9
Harbour Investments
Wisconsin
$1.55M +$1.54M +206,635 New
AAM
10
Advisors Asset Management
Colorado
$1.17M -$275K -36,848 -19%
Osaic Holdings
11
Osaic Holdings
Arizona
$857K +$7.23K +970 +0.9%
UCI
12
Uncommon Cents Investing
Wisconsin
$742K -$18.2K -2,445 -2%
WAM
13
Wolverine Asset Management
Illinois
$621K +$68.4K +9,173 +12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$549K +$5.35K +718 +1%
RJA
15
Raymond James & Associates
Florida
$510K -$88.6K -11,886 -15%
LPL Financial
16
LPL Financial
California
$498K +$105K +14,097 +27%
UBS Group
17
UBS Group
Switzerland
$456K +$23.1K +3,097 +5%
HWAM
18
Hennion & Walsh Asset Management
New Jersey
$349K +$347K +46,545 New
PFS
19
Prospera Financial Services
Texas
$199K +$197K +26,430 New
TF
20
Trek Financial
Arizona
$197K -$27.3K -3,667 -12%
FIA
21
Foundations Investment Advisors
Arizona
$197K +$8.67K +1,163 +5%
WS
22
Wedbush Securities
California
$194K +$58.1K +7,795 +43%
GWM
23
Geneos Wealth Management
Colorado
$187K +$60 +8 +0%
MAFM
24
Mid Atlantic Financial Management
Pennsylvania
$177K +$91.1K +12,226 +107%
Bank of America
25
Bank of America
North Carolina
$163K -$775 -104 -0.5%

FT Hedge Fund Activity: Q1 2021 in Review

42 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Franklin Universal Trust (FT) for Q1 2021, worth a combined $37.1M — up 2.7% from $36.1M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FT and 6 opened new positions — a net loss of 3 holders — while 9 trimmed existing stakes and 18 added.

The largest buyer was Shaker Financial Services, adding an estimated $570K. The largest seller was Curi RMB Capital, exiting entirely with an estimated $471K sold.

  • 42 institutional investors held Franklin Universal Trust (FT) as of Q1 2021, down from 45 in Q4 2020.
  • Funds reported $37.1M of Franklin Universal Trust stock for Q1 2021, up 2.7% quarter-over-quarter.
  • 6 funds opened new Franklin Universal Trust positions in Q1 2021 and 9 closed out, a net change of -3 holders.
  • The largest Franklin Universal Trust buyer in Q1 2021 was Shaker Financial Services, an estimated $570K added.
  • The largest Franklin Universal Trust seller in Q1 2021 was Curi RMB Capital, an estimated $471K sold.

Based on aggregated 13F filings for Q1 2021.