FT

Franklin Universal Trust
FT

Overview Fund Activity

36 hedge funds and large institutions have $17.1M invested in Franklin Universal Trust in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
+7
Holders Change %
+24.14%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
11
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$6.63M
2
SCM
2
Saba Capital Management
New York
$300K
3
SG Americas Securities
3
SG Americas Securities
New York
$195K
4
DA
4
Doliver Advisors
Texas
$720K
5
CA
5
Cornerstone Advisors
North Carolina
$160K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$1.65M
2
SFS
2
Shaker Financial Services
Virginia
$1.32M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$171K
4
Bank of America
4
Bank of America
North Carolina
$330K
5
Wells Fargo
5
Wells Fargo
California
$1.03M
Name Market Value Shares Shares
Change 		Shares
Change %
FIMG
1
Financial & Investment Management Group
Michigan
$6.63M 955,923 +168,961 +21%
AAM
2
Advisors Asset Management
Colorado
$1.65M 238,129 -176,854 -43%
SFS
3
Shaker Financial Services
Virginia
$1.32M 189,866 -68,982 -27%
Wells Fargo
4
Wells Fargo
California
$1.03M 148,629 -5,091 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.02M 146,818 +19,600 +15%
DA
6
Doliver Advisors
Texas
$720K 103,704 +23,894 +30%
Morgan Stanley
7
Morgan Stanley
New York
$630K 90,698 +1,017 +1%
U
8
UBS
Switzerland
$375K 54,031 +1,248 +2%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$374K 53,907 -1,214 -2%
LPL Financial
10
LPL Financial
California
$342K 49,234 +1,164 +2%
Bank of America
11
Bank of America
North Carolina
$330K 47,544 -7,657 -14%
SCM
12
Saba Capital Management
New York
$300K 43,280 +43,280 New
TC
13
TFS Capital
Pennsylvania
$280K 40,400 +16,824 +71%
CAN
14
Cetera Advisor Networks
California
$205K 29,700 – –
SG Americas Securities
15
SG Americas Securities
New York
$195K 28,101 +28,101 New
FAAS
16
First Allied Advisory Services
California
$193K 27,685 +5,000 +22%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$171K 24,694 -8,003 -24%
CA
18
Cornerstone Advisors
North Carolina
$160K 23,017 +23,017 New
AIG
19
American International Group
New York
$155K 22,352 -1,036 -4%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$154K 22,150 – –
US Bancorp
21
US Bancorp
Minnesota
$150K 21,600 – –
LCM
22
Landscape Capital Management
New Jersey
$127K 18,357 +18,357 New
OA
23
Oxbow Advisors
Texas
$124K 17,900 +17,900 New
CA
24
Cetera Advisors
Colorado
$100K 14,324 +14,324 New
CL
25
CSS LLC
Illinois
$97K 13,909 +13,909 New
1
2