Guggenheim Capital’s Franklin Universal Trust FT Stock Holding History

Guggenheim Capital’s Portfolio FT Stock Details FT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-17,256	Closed	-$143K	–	2163
2021 Q2	$143K	Sell	17,256 -3,199	-16%	-$25.3K	﹤0.01%	2166
2021 Q1	$153K	Buy	20,455 +7,197	+54%	+$53.7K	﹤0.01%	2108
2020 Q4	$99K	Sell	13,258 -165	-1%	-$1.18K	﹤0.01%	2021
2020 Q3	$92K	Buy	+13,423	New	+$93.2K	﹤0.01%	1878
2018 Q4	–	Sell	-47,817	Closed	-$318K	–	2239
2018 Q3	$318K	Buy	47,817 +35,959	+303%	+$242K	﹤0.01%	2189
2018 Q2	$79K	Buy	11,858 +427	+4%	+$2.86K	﹤0.01%	2355
2018 Q1	$77K	Buy	+11,431	New	+$78.8K	﹤0.01%	2675
2017 Q3	–	Sell	-10,702	Closed	-$76K	–	2819
2017 Q2	$76K	Buy	+10,702	New	+$76.9K	﹤0.01%	2709

Other funds holding FT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

MSAM

Moloney Securities Asset Management Manchester, Missouri $840M AUM 18.11% 1-Year Est. Return

KPWS

Kestra Private Wealth Services Austin, Texas $8.11B AUM 24.74% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital's FT Position: Q3 2021 in Review

Guggenheim Capital sold out of Franklin Universal Trust (FT) in Q3 2021, closing a stake of 17,256 shares — an estimated $143K sold.

Guggenheim Capital first reported a position in FT in Q2 2017 and held it in 8 quarters. The position peaked at $318K in Q3 2018. 41 funds tracked by Wall St. Rank hold FT as of Q3 2021.

Guggenheim Capital reported no remaining Franklin Universal Trust position as of Q3 2021 after selling out during the quarter.
Guggenheim Capital sold 17,256 Franklin Universal Trust shares in Q3 2021, an estimated $143K.
Guggenheim Capital first reported a position in Franklin Universal Trust in Q2 2017 and held it in 8 quarters.
Guggenheim Capital's Franklin Universal Trust position peaked at $318K in Q3 2018.
41 funds tracked by Wall St. Rank held Franklin Universal Trust as of Q3 2021.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.