Regal Investment Advisors’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Regal Investment Advisors’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-85	Closed	-$4K	–	483
2015 Q3	$4K	Buy	+85	New	+$4.37K	﹤0.01%	834
2014 Q4	–	Sell	-200	Closed	-$10K	–	944
2014 Q3	$10K	Hold	200	–	–	﹤0.01%	690
2014 Q2	$11K	Hold	200	–	–	﹤0.01%	654
2014 Q1	$10K	Hold	200	–	–	﹤0.01%	642
2013 Q4	$10K	Buy	+200	New	+$9.62K	0.01%	588

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Regal Investment Advisors's FNX Position: Q4 2015 in Review

Regal Investment Advisors sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2015, closing a stake of 85 shares — an estimated $4K sold.

Regal Investment Advisors first reported a position in FNX in Q4 2013 and held it in 5 quarters. The position peaked at $11K in Q2 2014. 79 funds tracked by Wall St. Rank hold FNX as of Q4 2015.

Regal Investment Advisors reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 85 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2015, an estimated $4K.
Regal Investment Advisors first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q4 2013 and held it in 5 quarters.
Regal Investment Advisors's First Trust Mid Cap Core AlphaDEX Fund position peaked at $11K in Q2 2014.
79 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.