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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATI icon
826
ATI
ATI
$31.3B
– –
-70
Closed -$2K
AXP icon
827
American Express
AXP
$230B
– –
-100
Closed -$8K
BBWI icon
828
Bath & Body Works
BBWI
$4.13B
– –
-495
Closed -$24K
BDX icon
829
Becton Dickinson
BDX
$48.7B
– –
-173
Closed -$17K
BGT icon
830
BlackRock Floating Rate Income Trust
BGT
$325M
– –
-203
Closed -$3K
BHK icon
831
BlackRock Core Bond Trust
BHK
$665M
– –
-3,625
Closed -$47K
BLKB icon
832
Blackbaud
BLKB
$2.08B
– –
-200
Closed -$8K
BND icon
833
Vanguard Total Bond Market
BND
$158B
– –
-20,132
Closed -$1.63M
BOND icon
834
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
– –
-844
Closed -$89K
CACC icon
835
Credit Acceptance
CACC
$5.99B
– –
-13
Closed -$1K
CHI
836
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
– –
-845
Closed -$11K
CHY
837
Calamos Convertible and High Income Fund
CHY
$1.05B
– –
-7,041
Closed -$88K
CIEN icon
838
Ciena
CIEN
$58.1B
– –
-650
Closed -$16K
CIM
839
Chimera Investment
CIM
$1.01B
$0 ﹤0.01%
4
– –
CMS icon
840
CMS Energy
CMS
$22.3B
– –
-500
Closed -$13K
COKE icon
841
Coca-Cola Consolidated
COKE
$12.7B
– –
-1,000
Closed -$6K
CPB icon
842
Campbell Soup
CPB
$6.91B
– –
-800
Closed -$33K
CSM icon
843
ProShares Large Cap Core Plus
CSM
$535M
– –
-4,096
Closed -$82K
CVE icon
844
Cenovus Energy
CVE
$52.1B
– –
-100
Closed -$3K
DBP icon
845
Invesco DB Precious Metals Fund
DBP
$255M
– –
-59
Closed -$3K
DMRC icon
846
Digimarc Corp
DMRC
$179M
– –
-21
Closed –
DNP icon
847
DNP Select Income Fund
DNP
$4.09B
– –
-1,815
Closed -$17K
DRV icon
848
Direxion Daily Real Estate Bear 3X ETF
DRV
$25.7M
– –
0
– –
EA
849
DELISTED
Electronic Arts
EA
$0 ﹤0.01%
2
– –
EBAY icon
850
eBay
EBAY
$49.8B
– –
-9,504
Closed -$223K
32 33
34
35 36

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.