RIA
CHI

Regal Investment Advisors’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

Regal Investment Advisors’s Portfolio CHI Stock Details CHI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-845
Closed -$11K – 836
2013
Q3 		$11K Hold
845
– – 0.01% 579
2013
Q2 		$11K Buy
+845
New +$10.7K 0.01% 564

Other funds holding CHI

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CTC
Central Trust Company Jefferson City, Missouri $5.08B AUM 25.65% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Regal Investment Advisors's CHI Position: Q4 2013 in Review

Regal Investment Advisors sold out of Calamos Convertible Opportunities and Income Fund (CHI) in Q4 2013, closing a stake of 845 shares — an estimated $11K sold.

Regal Investment Advisors first reported a position in CHI in Q2 2013 and held it in 2 quarters. The position peaked at $11K in Q3 2013. 71 funds tracked by Wall St. Rank hold CHI as of Q4 2013.

  • Regal Investment Advisors reported no remaining Calamos Convertible Opportunities and Income Fund position as of Q4 2013 after selling out during the quarter.
  • Regal Investment Advisors sold 845 Calamos Convertible Opportunities and Income Fund shares in Q4 2013, an estimated $11K.
  • Regal Investment Advisors first reported a position in Calamos Convertible Opportunities and Income Fund in Q2 2013 and held it in 2 quarters.
  • Regal Investment Advisors's Calamos Convertible Opportunities and Income Fund position peaked at $11K in Q3 2013.
  • 71 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q4 2013.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.