Regal Investment Advisors’s ProShares Large Cap Core Plus CSM Stock Holding History

Regal Investment Advisors’s Portfolio CSM Stock Details CSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,956	Closed	-$45K	–	384
2015 Q3	$45K	Sell	1,956 -1,800	-48%	-$44.1K	0.01%	442
2015 Q2	$93K	Hold	3,756	–	–	0.03%	342
2015 Q1	$94K	Buy	3,756 +492	+15%	+$12.4K	0.02%	345
2014 Q4	$82K	Hold	3,264	–	–	0.02%	335
2014 Q3	$78K	Hold	3,264	–	–	0.02%	343
2014 Q2	$78K	Hold	3,264	–	–	0.03%	315
2014 Q1	$73K	Buy	+3,264	New	+$71.5K	0.03%	302
2013 Q4	–	Sell	-4,096	Closed	-$82K	–	843
2013 Q3	$82K	Hold	4,096	–	–	0.05%	254
2013 Q2	$78K	Buy	+4,096	New	+$77.5K	0.04%	253

Other funds holding CSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CAAS

Capital Asset Advisory Services Williamston, Michigan $2.76B AUM 18.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $32.2B AUM 10.98% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

AAM

Aston Asset Management Chicago, Illinois $164M AUM 2.95% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Regal Investment Advisors's CSM Position: Q4 2015 in Review

Regal Investment Advisors sold out of ProShares Large Cap Core Plus (CSM) in Q4 2015, closing a stake of 1,956 shares — an estimated $45K sold.

Regal Investment Advisors first reported a position in CSM in Q2 2013 and held it in 9 quarters. The position peaked at $94K in Q1 2015. 60 funds tracked by Wall St. Rank hold CSM as of Q4 2015.

Regal Investment Advisors reported no remaining ProShares Large Cap Core Plus position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 1,956 ProShares Large Cap Core Plus shares in Q4 2015, an estimated $45K.
Regal Investment Advisors first reported a position in ProShares Large Cap Core Plus in Q2 2013 and held it in 9 quarters.
Regal Investment Advisors's ProShares Large Cap Core Plus position peaked at $94K in Q1 2015.
60 funds tracked by Wall St. Rank held ProShares Large Cap Core Plus as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.