Regal Investment Advisors’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Regal Investment Advisors’s Portfolio BOND Stock Details BOND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,928	Closed	-$640K	–	248
2016 Q3	$640K	Buy	5,928 +1,529	+35%	+$164K	0.18%	141
2016 Q2	$472K	Buy	4,399 +706	+19%	+$74.8K	0.13%	162
2016 Q1	$390K	Buy	3,693 +845	+30%	+$88.2K	0.11%	168
2015 Q4	$296K	Buy	2,848 +2,329	+449%	+$246K	0.08%	202
2015 Q3	$54K	Buy	519 +63	+14%	+$6.73K	0.01%	420
2015 Q2	$48K	Buy	+456	New	+$49.4K	0.01%	422
2013 Q4	–	Sell	-844	Closed	-$89K	–	834
2013 Q3	$89K	Buy	844 +400	+90%	+$42K	0.05%	245
2013 Q2	$47K	Buy	+444	New	+$48.4K	0.03%	298

Other funds holding BOND

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $359M AUM 23.01% 1-Year Est. Return

KFA

Kays Financial Advisory Atlanta, Georgia $624M AUM 9.93% 1-Year Est. Return

PHH Investments Addison, Texas $378M AUM 19.74% 1-Year Est. Return

RMC

Regis Management Company Menlo Park, California $331M AUM 14.13% 1-Year Est. Return

Regal Investment Advisors's BOND Position: Q4 2016 in Review

Regal Investment Advisors sold out of PIMCO Active Bond Exchange-Traded Fund (BOND) in Q4 2016, closing a stake of 5,928 shares — an estimated $640K sold.

Regal Investment Advisors first reported a position in BOND in Q2 2013 and held it in 8 quarters. The position peaked at $640K in Q3 2016. 182 funds tracked by Wall St. Rank hold BOND as of Q4 2016.

Regal Investment Advisors reported no remaining PIMCO Active Bond Exchange-Traded Fund position as of Q4 2016 after selling out during the quarter.
Regal Investment Advisors sold 5,928 PIMCO Active Bond Exchange-Traded Fund shares in Q4 2016, an estimated $640K.
Regal Investment Advisors first reported a position in PIMCO Active Bond Exchange-Traded Fund in Q2 2013 and held it in 8 quarters.
Regal Investment Advisors's PIMCO Active Bond Exchange-Traded Fund position peaked at $640K in Q3 2016.
182 funds tracked by Wall St. Rank held PIMCO Active Bond Exchange-Traded Fund as of Q4 2016.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.