Regal Investment Advisors’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Regal Investment Advisors’s Portfolio BOND Stock Details BOND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,928	Closed	-$640K	–	248
2016 Q3	$640K	Buy	5,928 +1,529	+35%	+$164K	0.18%	141
2016 Q2	$472K	Buy	4,399 +706	+19%	+$74.8K	0.13%	162
2016 Q1	$390K	Buy	3,693 +845	+30%	+$88.2K	0.11%	168
2015 Q4	$296K	Buy	2,848 +2,329	+449%	+$246K	0.08%	202
2015 Q3	$54K	Buy	519 +63	+14%	+$6.73K	0.01%	420
2015 Q2	$48K	Buy	+456	New	+$49.4K	0.01%	422
2013 Q4	–	Sell	-844	Closed	-$89K	–	834
2013 Q3	$89K	Buy	844 +400	+90%	+$42K	0.05%	245
2013 Q2	$47K	Buy	+444	New	+$48.4K	0.03%	298

Other funds holding BOND

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Kays Financial Advisory Atlanta, Georgia $624M AUM 9.93% 1-Year Est. Return

PHH Investments Addison, Texas $378M AUM 19.74% 1-Year Est. Return

Regis Management Company Menlo Park, California $331M AUM 14.13% 1-Year Est. Return