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PIMCO Active Bond Exchange-Traded Fund

179 hedge funds and large institutions have $837M invested in PIMCO Active Bond Exchange-Traded Fund in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 69 increasing their positions, 62 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 62

4% less capital invested

Capital invested by funds: $876M → $837M (-$38.9M)

1.27% less ownership

Funds ownership: 33.36%32.09% (-1.3%)

7% less funds holding

Funds holding: 193179 (-14)

14% less funds holding in top 10

Funds holding in top 10: 1412 (-2)

39% less call options, than puts

Call options by funds: $558K | Put options by funds: $913K

58% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 19

Holders
179
Holders Change
-14
Holders Change %
-7.25%
% of All Funds
4.78%
Holding in Top 10
12
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-14.29%
% of All Funds
0.32%
New
8
Increased
69
Reduced
62
Closed
19
Calls
$558K
Puts
$913K
Net Calls
-$355K
Net Calls Change
+$847K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.3M +$4.23M +39,862 +8%
Bank of America
2
Bank of America
North Carolina
$54.1M -$13.5M -127,194 -20%
BCI
3
Brinker Capital Investments
Pennsylvania
$53.4M -$9.31M -87,814 -15%
FIM
4
Freedom Investment Management
Connecticut
$46.7M +$3.83M +36,084 +9%
JCM
5
Janney Capital Management
Pennsylvania
$42.2M +$41.6M +392,771 New
JP Morgan Chase
6
JP Morgan Chase
New York
$40.9M +$13M +122,619 +47%
RMC
7
Regis Management Company
California
$39.6M +$3.79M +35,719 +11%
UBS Group
8
UBS Group
Switzerland
$37.3M +$1.38M +12,996 +4%
Wells Fargo
9
Wells Fargo
California
$36.6M +$2.68M +25,295 +8%
KFA
10
Kays Financial Advisory
Georgia
$28M +$878K +8,286 +3%
VC
11
Vicus Capital
Pennsylvania
$25.1M -$319K -3,009 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$22.2M -$4.72M -44,536 -18%
BC
13
Bartlett & Co
Ohio
$20.4M +$369K +3,485 +2%
LPL Financial
14
LPL Financial
California
$18.3M -$44.3M -418,061 -71%
WI
15
WBI Investments
New Jersey
$18.2M +$577K +5,439 +3%
SGI
16
Swan Global Investments
Colorado
$15.4M +$2.04M +19,229 +15%
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15.1M +$12.7M +120,064 +593%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$12.1M -$1.52M -14,357 -11%
FIM
19
Frontier Investment Management
Texas
$10.8M -$682K -6,430 -6%
FFWA
20
FRG Family Wealth Advisors
Washington
$10.8M +$64.3K +607 +0.6%
BWM
21
Braver Wealth Management
Massachusetts
$10.5M +$1.34M +12,663 +15%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$8.97M -$2.25M -21,254 -20%
GA
23
Gateway Advisory
New Jersey
$8.91M +$1.06M +10,000 +14%
CA
24
Cetera Advisors
Colorado
$8.67M -$315K -2,972 -4%
Stifel Financial
25
Stifel Financial
Missouri
$7.73M +$1.65M +15,546 +28%

BOND Hedge Fund Activity: Q2 2016 in Review

179 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q2 2016, worth a combined $837M — down 4.4% from $876M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of BOND and 8 opened new positions — a net loss of 11 holders — while 62 trimmed existing stakes and 69 added.

The largest buyer was Janney Capital Management, opening a new position worth an estimated $41.6M. The largest seller was LPL Financial, cutting an estimated $44.3M.

  • 179 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q2 2016, down from 193 in Q1 2016.
  • Funds reported $837M of PIMCO Active Bond Exchange-Traded Fund stock for Q2 2016, down 4.4% quarter-over-quarter.
  • 8 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q2 2016 and 19 closed out, a net change of -11 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q2 2016 was Janney Capital Management, an estimated $41.6M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q2 2016 was LPL Financial, an estimated $44.3M sold.

Based on aggregated 13F filings for Q2 2016.