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PIMCO Active Bond Exchange-Traded Fund

220 hedge funds and large institutions have $860M invested in PIMCO Active Bond Exchange-Traded Fund in 2017 Q4 according to their latest regulatory filings, with 54 funds opening new positions, 80 increasing their positions, 42 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

260% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 15

90% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 42

20% more funds holding

Funds holding: 183220 (+37)

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

6% more capital invested

Capital invested by funds: $809M → $860M (+$50.5M)

1.44% more ownership

Funds ownership: 38.17%39.6% (+1.4%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $880K

Holders
220
Holders Change
+37
Holders Change %
+20.22%
% of All Funds
4.99%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.27%
New
54
Increased
80
Reduced
42
Closed
15
Calls
Puts
$880K
Net Calls
-$880K
Net Calls Change
+$326K
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
1
Janney Capital Management
Pennsylvania
$71M +$686K +6,451 +1%
Morgan Stanley
2
Morgan Stanley
New York
$62.7M +$3.43M +32,255 +6%
PI
3
PHH Investments
Texas
$55M +$3.33M +31,321 +6%
Bank of America
4
Bank of America
North Carolina
$49.5M +$2.19M +20,561 +5%
BCI
5
Brinker Capital Investments
Pennsylvania
$45.4M -$231K -2,176 -0.5%
KFA
6
Kays Financial Advisory
Georgia
$36.4M +$2.06M +19,411 +6%
RMC
7
Regis Management Company
California
$35.6M +$1.75M +16,433 +5%
Wells Fargo
8
Wells Fargo
California
$31.6M +$5.86M +55,107 +23%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$31.6M +$7.78M +73,224 +33%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$23.8M +$16M +150,349 +204%
JP Morgan Chase
11
JP Morgan Chase
New York
$20.7M -$22M -206,843 -51%
CWM
12
Cornerstone Wealth Management
Missouri
$18.6M +$1.5M +14,092 +9%
LPL Financial
13
LPL Financial
California
$16.2M +$1.07M +10,074 +7%
UBS Group
14
UBS Group
Switzerland
$15.8M -$1.79M -16,809 -10%
PAMG
15
Patton Albertson Miller Group
Tennessee
$15M +$13.8M +129,525 +1,078%
BFG
16
Bouchey Financial Group
New York
$14.2M +$1.48M +13,892 +12%
Stifel Financial
17
Stifel Financial
Missouri
$10.4M -$138K -1,297 -1%
FFWA
18
FRG Family Wealth Advisors
Washington
$10.1M +$849K +7,986 +9%
OAM
19
Occidental Asset Management
California
$9.52M +$858K +8,075 +10%
FIM
20
Frontier Investment Management
Texas
$9.52M -$383K -3,602 -4%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$8.95M +$2.35M +22,091 +35%
RJA
22
Raymond James & Associates
Florida
$8.72M +$215K +2,026 +3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$8.7M +$128K +1,204 +1%
HCM
24
Hollencrest Capital Management
California
$8.22M +$774K +7,278 +10%
VC
25
Vicus Capital
Pennsylvania
$8.09M -$438K -4,124 -5%

BOND Hedge Fund Activity: Q4 2017 in Review

220 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q4 2017, worth a combined $860M — up 6.2% from $809M a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new BOND positions and 15 closed out — a net gain of 39 holders — while 80 added to existing stakes and 42 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $16M. The largest seller was Freedom Investment Management, exiting entirely with an estimated $25.2M sold.

  • 220 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q4 2017, up from 183 in Q3 2017.
  • Funds reported $860M of PIMCO Active Bond Exchange-Traded Fund stock for Q4 2017, up 6.2% quarter-over-quarter.
  • 54 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q4 2017 and 15 closed out, a net change of +39 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q4 2017 was Envestnet Asset Management, an estimated $16M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q4 2017 was Freedom Investment Management, an estimated $25.2M sold.

Based on aggregated 13F filings for Q4 2017.