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PIMCO Active Bond Exchange-Traded Fund

201 hedge funds and large institutions have $1.08B invested in PIMCO Active Bond Exchange-Traded Fund in 2013 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 57 increasing their positions, 74 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,246% more call options, than puts

Call options by funds: $8.17M | Put options by funds: $607K

39% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 31

15% more funds holding in top 10

Funds holding in top 10: 1315 (+2)

6% more funds holding

Funds holding: 190201 (+11)

1.96% more ownership

Funds ownership: 28.33%30.29% (+2%)

4% less capital invested

Capital invested by funds: $1.13B → $1.08B (-$49M)

23% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 74

Holders
201
Holders Change
+11
Holders Change %
+5.79%
% of All Funds
5.83%
Holding in Top 10
15
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+15.38%
% of All Funds
0.44%
New
43
Increased
57
Reduced
74
Closed
31
Calls
$8.17M
Puts
$607K
Net Calls
+$7.56M
Net Calls Change
+$3.31M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$100M +$3.45M +32,595 +4%
U
2
UBS
Switzerland
$78.2M +$4.81M +45,383 +6%
Bank of America
3
Bank of America
North Carolina
$69.1M -$22.6M -213,211 -24%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$62.7M +$10.2M +96,384 +19%
Citigroup
5
Citigroup
New York
$53.9M -$9.89M -93,371 -15%
IAS
6
INR Advisory Services
Pennsylvania
$48.3M +$5.44M +51,400 +13%
Wells Fargo
7
Wells Fargo
California
$42.8M +$18.7K +177 +0%
LPL Financial
8
LPL Financial
California
$39.7M +$322K +3,039 +0.8%
MIH
9
Madison Investment Holdings
Wisconsin
$36M +$4.06M +38,350 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$33.4M +$240K +2,269 +0.7%
MIS
11
Morningstar Investment Services
Illinois
$29.8M +$1.75M +16,539 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$26.8M +$3.99M +37,684 +17%
ST
13
Spinnaker Trust
Maine
$19.8M -$507K -4,783 -2%
KFA
14
Kays Financial Advisory
Georgia
$19.3M +$19.5M +183,943 New
BCI
15
Brinker Capital Investments
Pennsylvania
$15.2M +$3.71M +35,000 +32%
WI
16
WBI Investments
New Jersey
$14.7M -$2.49M -23,491 -14%
PI
17
Placemark Investments
Illinois
$14.2M -$528K -4,987 -4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$14.2M +$449K +4,236 +3%
CAL
19
Capital Analysts LLC
Pennsylvania
$13.9M +$854K +8,062 +6%
AAS
20
Annex Advisory Services
Wisconsin
$12.8M +$40.8K +385 +0.3%
DADC
21
D.A. Davidson & Co
Montana
$10.8M -$108K -1,022 -1%
FIM
22
Freedom Investment Management
Connecticut
$10.2M -$23.7M -223,770 -70%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$9.96M +$6.99M +65,996 +227%
Fidelity Investments
24
Fidelity Investments
Massachusetts
$9.58M -$462K -4,367 -5%
Goldman Sachs
25
Goldman Sachs
New York
$9.39M +$1.99M +18,808 +27%

BOND Hedge Fund Activity: Q4 2013 in Review

201 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q4 2013, worth a combined $1.08B — down 4.3% from $1.13B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new BOND positions and 31 closed out — a net gain of 12 holders — while 57 added to existing stakes and 74 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $10.2M. The largest seller was Freedom Investment Management, cutting an estimated $23.7M.

  • 201 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q4 2013, up from 190 in Q3 2013.
  • Funds reported $1.08B of PIMCO Active Bond Exchange-Traded Fund stock for Q4 2013, down 4.3% quarter-over-quarter.
  • 43 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q4 2013 and 31 closed out, a net change of +12 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q4 2013 was Envestnet Asset Management, an estimated $10.2M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q4 2013 was Freedom Investment Management, an estimated $23.7M sold.

Based on aggregated 13F filings for Q4 2013.