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PIMCO Active Bond Exchange-Traded Fund

184 hedge funds and large institutions have $876M invested in PIMCO Active Bond Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 17

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

8% more funds holding

Funds holding: 171184 (+13)

7% more capital invested

Capital invested by funds: $816M → $876M (+$59.3M)

2.27% more ownership

Funds ownership: 31.26%33.52% (+2.3%)

7% less funds holding in top 10

Funds holding in top 10: 1413 (-1)

Holders
184
Holders Change
+13
Holders Change %
+7.6%
% of All Funds
4.83%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.34%
New
33
Increased
65
Reduced
54
Closed
17
Calls
$2.97M
Puts
Net Calls
+$2.97M
Net Calls Change
+$2.98M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$84.3M +$12.2M +115,734 +17%
LPL Financial
2
LPL Financial
California
$69.4M +$34M +321,057 +93%
BCI
3
Brinker Capital Investments
Pennsylvania
$60.2M +$9.54M +90,173 +18%
Morgan Stanley
4
Morgan Stanley
New York
$54.8M +$3.68M +34,826 +7%
JCM
5
Janney Capital Management
Pennsylvania
$48M -$1.02M -9,684 -2%
MIS
6
Morningstar Investment Services
Illinois
$43.8M -$2.36M -22,283 -5%
RMC
7
Regis Management Company
California
$32.3M +$17.2M +162,689 +110%
FIM
8
Freedom Investment Management
Connecticut
$30.7M +$28.7M +271,418 +1,150%
UBS Group
9
UBS Group
Switzerland
$28.9M -$4.82M -45,607 -14%
JP Morgan Chase
10
JP Morgan Chase
New York
$27.7M -$16M -151,082 -36%
Wells Fargo
11
Wells Fargo
California
$27.1M +$2.82M +26,659 +11%
KFA
12
Kays Financial Advisory
Georgia
$26.1M +$404K +3,823 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$19.5M -$4.72M -44,611 -19%
BC
14
Bartlett & Co
Ohio
$19.1M +$6.16M +58,221 +47%
WI
15
WBI Investments
New Jersey
$15.2M -$2.94M -27,823 -16%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$12.7M -$8.65M -81,794 -40%
CA
17
Cetera Advisors
Colorado
$12.6M -$281K -2,660 -2%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$12.1M +$1.62M +15,361 +15%
FIM
19
Frontier Investment Management
Texas
$11.5M -$1.01M -9,585 -8%
BAAM
20
Baker Avenue Asset Management
California
$11.1M +$554K +5,235 +5%
FFWA
21
FRG Family Wealth Advisors
Washington
$10.5M +$10.7M +100,760 New
BWM
22
Braver Wealth Management
Massachusetts
$9.02M +$6.52M +61,689 +248%
SC
23
Scotia Capital
Ontario, Canada
$8.88M
VC
24
Vicus Capital
Pennsylvania
$8.65M +$372K +3,514 +4%
SRSA
25
S.R. Schill & Associates
Washington
$7.97M +$1.1M +10,431 +16%

BOND Hedge Fund Activity: Q4 2015 in Review

184 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q4 2015, worth a combined $876M — up 7.3% from $816M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new BOND positions and 17 closed out — a net gain of 16 holders — while 65 added to existing stakes and 54 trimmed.

The largest buyer was LPL Financial, adding an estimated $34M. The largest seller was Horizon Investments, exiting entirely with an estimated $19.7M sold.

  • 184 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q4 2015, up from 171 in Q3 2015.
  • Funds reported $876M of PIMCO Active Bond Exchange-Traded Fund stock for Q4 2015, up 7.3% quarter-over-quarter.
  • 33 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q4 2015 and 17 closed out, a net change of +16 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q4 2015 was LPL Financial, an estimated $34M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q4 2015 was Horizon Investments, an estimated $19.7M sold.

Based on aggregated 13F filings for Q4 2015.