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PIMCO Active Bond Exchange-Traded Fund

166 hedge funds and large institutions have $658M invested in PIMCO Active Bond Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 43 increasing their positions, 71 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.61% less ownership

Funds ownership: 28.76%26.15% (-2.6%)

8% less funds holding

Funds holding: 181166 (-15)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

29% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 41

37% less capital invested

Capital invested by funds: $1.05B → $658M (-$394M)

39% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 71

49% less call options, than puts

Call options by funds: $375K | Put options by funds: $740K

Holders
166
Holders Change
-15
Holders Change %
-8.29%
% of All Funds
4.43%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.29%
New
29
Increased
43
Reduced
71
Closed
41
Calls
$375K
Puts
$740K
Net Calls
-$365K
Net Calls Change
-$7.57M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$45.4M -$31.3M -287,399 -40%
BCI
2
Brinker Capital Investments
Pennsylvania
$45.2M +$832K +7,634 +2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$42.7M +$3.3M +30,298 +8%
Morgan Stanley
4
Morgan Stanley
New York
$42.2M -$30M -274,837 -41%
BTS
5
BB&T Securities
Virginia
$39.4M +$1.01M +9,241 +34%
LPL Financial
6
LPL Financial
California
$32.2M -$5.6M -51,371 -15%
UBS Group
7
UBS Group
Switzerland
$31.7M +$32.2M +295,819 New
PI
8
Placemark Investments
Illinois
$26.4M -$352K -3,228 -1%
KFA
9
Kays Financial Advisory
Georgia
$23.4M +$220K +2,016 +0.9%
MIS
10
Morningstar Investment Services
Illinois
$20.9M +$1.04M +9,551 +5%
RJA
11
Raymond James & Associates
Florida
$19.2M -$297K -2,727 -2%
NIM
12
Northeast Investment Management
Massachusetts
$19.1M -$727K -6,667 -4%
WI
13
WBI Investments
New Jersey
$14.7M +$718K +6,583 +5%
Wells Fargo
14
Wells Fargo
California
$14.4M -$16.1M -147,289 -52%
JP Morgan Chase
15
JP Morgan Chase
New York
$13.5M -$1.42M -13,006 -9%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$12.2M +$10.9M +100,071 +736%
BAAM
17
Baker Avenue Asset Management
California
$10.4M +$411K +3,768 +4%
BC
18
Bartlett & Co
Ohio
$9.87M +$758K +6,951 +8%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$9.64M -$4.2M -38,525 -30%
RMC
20
Regis Management Company
California
$9.5M -$93.7K -860 -1%
VC
21
Vicus Capital
Pennsylvania
$8.63M -$342K -3,138 -4%
BCM
22
Bluefin Capital Management
New York
$7.6M +$6.24M +57,260 +421%
FIM
23
Freedom Investment Management
Connecticut
$7.51M +$2M +18,308 +35%
GA
24
Gateway Advisory
New Jersey
$7.28M +$63.4K +582 +0.9%
PA
25
Pinnacle Associates
New York
$6.14M -$223K -2,050 -3%

BOND Hedge Fund Activity: Q4 2014 in Review

166 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q4 2014, worth a combined $658M — down 37% from $1.05B a quarter earlier.

Sellers outnumbered buyers: 41 funds closed out of BOND and 29 opened new positions — a net loss of 12 holders — while 71 trimmed existing stakes and 43 added.

The largest buyer was Susquehanna International Group, adding an estimated $10.9M. The largest seller was Envestnet Asset Management, cutting an estimated $68.6M.

  • 166 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q4 2014, down from 181 in Q3 2014.
  • Funds reported $658M of PIMCO Active Bond Exchange-Traded Fund stock for Q4 2014, down 37% quarter-over-quarter.
  • 29 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q4 2014 and 41 closed out, a net change of -12 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q4 2014 was Susquehanna International Group, an estimated $10.9M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q4 2014 was Envestnet Asset Management, an estimated $68.6M sold.

Based on aggregated 13F filings for Q4 2014.