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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
801
DELISTED
Activision Blizzard
ATVI
$6K ﹤0.01%
265
– –
TWC
802
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$6K ﹤0.01%
37
– –
AVK
803
Advent Convertible and Income Fund
AVK
$563M
$5K ﹤0.01%
308
– –
BTO
804
John Hancock Financial Opportunities Fund
BTO
$803M
$5K ﹤0.01%
212
– –
CCL icon
805
Carnival Corporation Ltd
CCL
$39.7B
$5K ﹤0.01%
100
– –
ETW
806
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$5K ﹤0.01%
441
-851
-66% -$9.9K
EXPE icon
807
Expedia Group
EXPE
$37.3B
$5K ﹤0.01%
50
– –
ICF icon
808
iShares Select U.S. REIT ETF
ICF
$2.09B
$5K ﹤0.01%
100
-2,500
-96% -$127K
IHG icon
809
InterContinental Hotels
IHG
$23.2B
$5K ﹤0.01%
97
-306
-76% -$16.1K
IPGP icon
810
IPG Photonics
IPGP
$3.84B
$5K ﹤0.01%
+50
New +$4.32K
IXUS icon
811
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$5K ﹤0.01%
95
-31
-25% -$1.69K
KIM icon
812
Kimco Realty
KIM
$16.4B
$5K ﹤0.01%
+200
New +$5.37K
LULU icon
813
lululemon athletica
LULU
$14.6B
$5K ﹤0.01%
80
-715
-90% -$45.8K
LYB icon
814
LyondellBasell Industries
LYB
$19.2B
$5K ﹤0.01%
61
– –
MDIV icon
815
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$5K ﹤0.01%
250
+131
+110% +$2.79K
PICB icon
816
Invesco International Corporate Bond ETF
PICB
$362M
$5K ﹤0.01%
185
– –
PIO icon
817
Invesco Global Water ETF
PIO
$283M
$5K ﹤0.01%
+200
New +$4.57K
PNNT
818
Pennant Park Investment Corp
PNNT
$241M
$5K ﹤0.01%
500
– –
SPGM icon
819
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.78B
$5K ﹤0.01%
+160
New +$5.23K
TEL icon
820
TE Connectivity
TEL
$62.6B
$5K ﹤0.01%
72
+30
+71% +$2.06K
TTC icon
821
Toro Company
TTC
$9.49B
$5K ﹤0.01%
146
– –
UYG icon
822
ProShares Ultra Financials
UYG
$847M
$5K ﹤0.01%
210
– –
XOP icon
823
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$5K ﹤0.01%
26
– –
EQC
824
DELISTED
Equity Commonwealth
EQC
$5K ﹤0.01%
200
– –
DNKN
825
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$5K ﹤0.01%
100
– –
31 32
33
34 35

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.