RIA
PNNT

Regal Investment Advisors’s Pennant Park Investment Corp PNNT Stock Holding History

Regal Investment Advisors’s Portfolio PNNT Stock Details PNNT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-500
Closed -$3K – 724
2015
Q3 		$3K Hold
500
– – ﹤0.01% 897
2015
Q2 		$4K Hold
500
– – ﹤0.01% 787
2015
Q1 		$5K Hold
500
– – ﹤0.01% 818
2014
Q4 		$5K Buy
+500
New +$5.24K ﹤0.01% 755

Other funds holding PNNT

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
CLM
ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Regal Investment Advisors's PNNT Position: Q4 2015 in Review

Regal Investment Advisors sold out of Pennant Park Investment Corp (PNNT) in Q4 2015, closing a stake of 500 shares — an estimated $3K sold.

Regal Investment Advisors first reported a position in PNNT in Q4 2014 and held it in 4 quarters. The position peaked at $5K in Q1 2015. 118 funds tracked by Wall St. Rank hold PNNT as of Q4 2015.

  • Regal Investment Advisors reported no remaining Pennant Park Investment Corp position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 500 Pennant Park Investment Corp shares in Q4 2015, an estimated $3K.
  • Regal Investment Advisors first reported a position in Pennant Park Investment Corp in Q4 2014 and held it in 4 quarters.
  • Regal Investment Advisors's Pennant Park Investment Corp position peaked at $5K in Q1 2015.
  • 118 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.