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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNP
701
DELISTED
Huaneng Power Intl, Inc.
HNP
$10K ﹤0.01%
250
– –
APTS
702
DELISTED
Preferred Apartment Communities, Inc.
APTS
$10K ﹤0.01%
+945
New +$10.1K
OCSI
703
DELISTED
Oaktree Strategic Income Corporation
OCSI
$10K ﹤0.01%
1,200
+250
+26% +$2.25K
BBF
704
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$10K ﹤0.01%
+800
New +$10.8K
AIRM
705
DELISTED
Air Methods Corp
AIRM
$10K ﹤0.01%
298
– –
AOK icon
706
iShares Core Conservative Allocation ETF
AOK
$798M
$9K ﹤0.01%
+300
New +$9.62K
CF icon
707
CF Industries
CF
$17.3B
$9K ﹤0.01%
220
– –
DG icon
708
Dollar General
DG
$27.9B
$9K ﹤0.01%
135
– –
DIAX
709
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$9K ﹤0.01%
+685
New +$9.81K
ELD icon
710
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$9K ﹤0.01%
272
+72
+36% +$2.64K
EWZ icon
711
iShares MSCI Brazil ETF
EWZ
$8.95B
$9K ﹤0.01%
+426
New +$11.4K
EZM icon
712
WisdomTree US MidCap Fund
EZM
$956M
$9K ﹤0.01%
+315
New +$9.62K
GSG icon
713
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$9K ﹤0.01%
534
– –
HIX
714
Western Asset High Income Fund II
HIX
$355M
$9K ﹤0.01%
1,500
– –
HPI
715
John Hancock Preferred Income Fund
HPI
$433M
$9K ﹤0.01%
500
– –
IYK icon
716
iShares US Consumer Staples ETF
IYK
$1.41B
$9K ﹤0.01%
285
– –
MLI icon
717
Mueller Industries
MLI
$15.2B
$9K ﹤0.01%
1,324
-744
-36% -$5.92K
RWX icon
718
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$9K ﹤0.01%
247
-843
-77% -$34.4K
SCHX icon
719
Schwab US Large- Cap ETF
SCHX
$74.5B
$9K ﹤0.01%
1,200
– –
SWK icon
720
Stanley Black & Decker
SWK
$15.7B
$9K ﹤0.01%
100
-1,271
-93% -$131K
TBT icon
721
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$9K ﹤0.01%
229
– –
VVR icon
722
Invesco Senior Income Trust
VVR
$454M
$9K ﹤0.01%
2,372
– –
WTRG icon
723
Essential Utilities
WTRG
$11.4B
$9K ﹤0.01%
375
– –
UPGD icon
724
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$121M
$9K ﹤0.01%
300
– –
UPL
725
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$9K ﹤0.01%
1,497
-337
-18% -$2.67K
27 28
29
30 31

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.