RIA
DIAX

Regal Investment Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Regal Investment Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-685
Closed -$9K – 410
2015
Q3 		$9K Buy
+685
New +$9.81K ﹤0.01% 709

Other funds holding DIAX

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Regal Investment Advisors's DIAX Position: Q4 2015 in Review

Regal Investment Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2015, closing a stake of 685 shares — an estimated $9K sold.

Regal Investment Advisors first reported a position in DIAX in Q3 2015 and held it in 1 quarter. The position peaked at $9K in Q3 2015. 60 funds tracked by Wall St. Rank hold DIAX as of Q4 2015.

  • Regal Investment Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 685 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2015, an estimated $9K.
  • Regal Investment Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2015 and held it in 1 quarter.
  • Regal Investment Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $9K in Q3 2015.
  • 60 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.