Regal Investment Advisors’s Invesco Bloomberg Analyst Rating Improvers ETF UPGD Stock Holding History

Regal Investment Advisors’s Portfolio UPGD Stock Details UPGD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-300	Closed	-$9K	–	898
2015 Q3	$9K	Hold	300	–	–	﹤0.01%	724
2015 Q2	$10K	Hold	300	–	–	﹤0.01%	659
2015 Q1	$11K	Sell	300 -125	-29%	-$4.39K	﹤0.01%	677
2014 Q4	$15K	Buy	+425	New	+$14.4K	﹤0.01%	590

Other funds holding UPGD

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Regal Investment Advisors's UPGD Position: Q4 2015 in Review

Regal Investment Advisors sold out of Invesco Bloomberg Analyst Rating Improvers ETF (UPGD) in Q4 2015, closing a stake of 300 shares — an estimated $9K sold.

Regal Investment Advisors first reported a position in UPGD in Q4 2014 and held it in 4 quarters. The position peaked at $15K in Q4 2014. 31 funds tracked by Wall St. Rank hold UPGD as of Q4 2015.

Regal Investment Advisors reported no remaining Invesco Bloomberg Analyst Rating Improvers ETF position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 300 Invesco Bloomberg Analyst Rating Improvers ETF shares in Q4 2015, an estimated $9K.
Regal Investment Advisors first reported a position in Invesco Bloomberg Analyst Rating Improvers ETF in Q4 2014 and held it in 4 quarters.
Regal Investment Advisors's Invesco Bloomberg Analyst Rating Improvers ETF position peaked at $15K in Q4 2014.
31 funds tracked by Wall St. Rank held Invesco Bloomberg Analyst Rating Improvers ETF as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.