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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
P
701
DELISTED
Pandora Media Inc
P
$10K ﹤0.01%
400
– –
FSYS
702
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$10K ﹤0.01%
+1,090
New +$11.2K
GRH
703
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$10K ﹤0.01%
6,365
– –
AJG icon
704
Arthur J. Gallagher & Co
AJG
$63.6B
$9K ﹤0.01%
200
– –
BFOR icon
705
Barron's 400 ETF
BFOR
$239M
$9K ﹤0.01%
1,200
– –
BKE icon
706
Buckle
BKE
$2.37B
$9K ﹤0.01%
200
– –
DHIL
707
DELISTED
Diamond Hill
DHIL
$9K ﹤0.01%
+75
New +$9.68K
DVN icon
708
Devon Energy
DVN
$47.3B
$9K ﹤0.01%
131
+72
+122% +$5.35K
EPP icon
709
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$9K ﹤0.01%
200
-3,665
-95% -$183K
FNV icon
710
Franco-Nevada
FNV
$46B
$9K ﹤0.01%
+170
New +$9.45K
FTGC icon
711
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$9K ﹤0.01%
300
-600
-67% -$19K
GXC icon
712
State Street SPDR S&P China ETF
GXC
$482M
$9K ﹤0.01%
114
– –
HMC icon
713
Honda
HMC
$41.3B
$9K ﹤0.01%
260
– –
HPS
714
John Hancock Preferred Income Fund III
HPS
$458M
$9K ﹤0.01%
500
– –
HYD icon
715
VanEck High Yield Muni ETF
HYD
$4.45B
$9K ﹤0.01%
154
-7
-4% -$423
IYK icon
716
iShares US Consumer Staples ETF
IYK
$1.41B
$9K ﹤0.01%
285
– –
JPC icon
717
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$9K ﹤0.01%
980
– –
SAM icon
718
Boston Beer
SAM
$1.92B
$9K ﹤0.01%
42
– –
SBGI icon
719
Sinclair Inc
SBGI
$1.03B
$9K ﹤0.01%
337
-76
-18% -$2.33K
TMO icon
720
Thermo Fisher Scientific
TMO
$220B
$9K ﹤0.01%
70
– –
TMV icon
721
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$188M
$9K ﹤0.01%
80
– –
XEL icon
722
Xcel Energy
XEL
$48.8B
$9K ﹤0.01%
300
– –
AT
723
DELISTED
Atlantic Power Corporation
AT
$9K ﹤0.01%
3,290
– –
SYNT
724
DELISTED
Syntel Inc
SYNT
$9K ﹤0.01%
210
-20
-9% -$881
DGZ icon
725
DB Gold Short ETN due Feb 15 2038
DGZ
$1.72M
$8K ﹤0.01%
500
– –
27 28
29
30 31

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.