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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAI
576
DELISTED
Reynolds American Inc
RAI
$19K ﹤0.01%
552
-820
-60% -$28.7K
DTV
577
DELISTED
DIRECTV COM STK (DE)
DTV
$19K ﹤0.01%
218
– –
ULQ
578
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$19K ﹤0.01%
+375
New +$19K
AWF
579
AllianceBernstein Global High Income Fund
AWF
$872M
$18K ﹤0.01%
1,404
+230
+20% +$2.89K
BIIB icon
580
Biogen
BIIB
$30.7B
$18K ﹤0.01%
42
+30
+250% +$11.8K
BIV icon
581
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$18K ﹤0.01%
+207
New +$17.8K
EWL icon
582
iShares MSCI Switzerland ETF
EWL
$2.23B
$18K ﹤0.01%
548
– –
EXTR icon
583
Extreme Networks
EXTR
$3.15B
$18K ﹤0.01%
5,540
– –
FSLR icon
584
First Solar
FSLR
$26.9B
$18K ﹤0.01%
300
– –
GURU icon
585
Global X Guru Index ETF
GURU
$63.5M
$18K ﹤0.01%
680
-70
-9% -$1.81K
GVI icon
586
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$18K ﹤0.01%
160
+69
+76% +$7.69K
ANDV
587
DELISTED
Andeavor
ANDV
$18K ﹤0.01%
200
– –
SNDS
588
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$18K ﹤0.01%
+873
New +$18K
DGS icon
589
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$17K ﹤0.01%
385
+325
+542% +$14.3K
LKQ icon
590
LKQ Corp
LKQ
$6.29B
$17K ﹤0.01%
650
– –
NCV
591
Virtus Convertible & Income Fund
NCV
$390M
$17K ﹤0.01%
475
– –
KMF
592
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$17K ﹤0.01%
+530
New +$17.3K
HBMD
593
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$17K ﹤0.01%
1,230
– –
ARMH
594
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$17K ﹤0.01%
350
– –
AMAT icon
595
Applied Materials
AMAT
$428B
$16K ﹤0.01%
+716
New +$17.2K
BAB icon
596
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$16K ﹤0.01%
534
+346
+184% +$10.5K
CF icon
597
CF Industries
CF
$17.3B
$16K ﹤0.01%
285
-48,175
-99% -$2.87M
GCC icon
598
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
$16K ﹤0.01%
751
+644
+602% +$14.2K
PBA icon
599
Pembina Pipeline
PBA
$27.6B
$16K ﹤0.01%
510
– –
PRU icon
600
Prudential Financial
PRU
$41.8B
$16K ﹤0.01%
200
+100
+100% +$8.1K
22 23
24
25 26

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.