Regal Investment Advisors’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Regal Investment Advisors’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-129	Closed	-$6K	–	1107
2015 Q3	$6K	Buy	+129	New	+$6K	﹤0.01%	793
2015 Q2	–	Sell	-375	Closed	-$19K	–	1089
2015 Q1	$19K	Buy	+375	New	+$19K	﹤0.01%	578
2014 Q1	–	Sell	-26	Closed	-$1K	–	990
2013 Q4	$1K	Sell	26 -432	-94%	-$16.6K	﹤0.01%	816
2013 Q3	$23K	Hold	458	–	–	0.01%	451
2013 Q2	$23K	Buy	+458	New	+$23K	0.01%	438

Other funds holding ULQ

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFC

Coyle Financial Counsel Glenview, Illinois $473M AUM 19.4% 1-Year Est. Return

Regal Investment Advisors's ULQ Position: Q4 2015 in Review

Regal Investment Advisors sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q4 2015, closing a stake of 129 shares — an estimated $6K sold.

Regal Investment Advisors first reported a position in ULQ in Q2 2013 and held it in 5 quarters. The position peaked at $23K in Q3 2013. 78 funds tracked by Wall St. Rank hold ULQ as of Q4 2015.

Regal Investment Advisors reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 129 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q4 2015, an estimated $6K.
Regal Investment Advisors first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q2 2013 and held it in 5 quarters.
Regal Investment Advisors's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $23K in Q3 2013.
78 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.