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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

78 hedge funds and large institutions have $659M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 10

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

27% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 22

13% more funds holding

Funds holding: 6978 (+9)

25% less capital invested

Capital invested by funds: $876M → $659M (-$217M)

Holders
78
Holders Change
+9
Holders Change %
+13.04%
% of All Funds
2.05%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
20
Increased
28
Reduced
22
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTI
1
Laffer Tengler Investments
Tennessee
$356M -$564M
Wells Fargo
2
Wells Fargo
California
$54.8M +$14.4M +288,817 +36%
BCMO
3
Buckingham Capital Management (Ohio)
Ohio
$37.8M +$1.86M +37,297 +5%
UBS Group
4
UBS Group
Switzerland
$30.1M -$6.79M -136,257 -18%
AIM
5
Astor Investment Management
Illinois
$22.2M +$21.3M +427,704 +2,567%
SWP
6
Stratos Wealth Partners
Ohio
$18.1M +$15.5M +310,548 +595%
Bank of America
7
Bank of America
North Carolina
$16.9M -$12.7M -255,340 -43%
ACM
8
Aviance Capital Management
Florida
$15.1M +$14.7M +293,908 +2,979%
Morgan Stanley
9
Morgan Stanley
New York
$14.2M -$13.3M -267,172 -48%
CFC
10
Coyle Financial Counsel
Illinois
$10.6M -$143K -2,858 -1%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$7.85M +$1.88M +37,752 +32%
MBT
12
Monroe Bank & Trust
Michigan
$6.17M +$1.12M +22,549 +22%
GC
13
Guggenheim Capital
Illinois
$5.66M
SGCA
14
Steel Grove Capital Advisors
Tennessee
$4.62M +$500K +10,005 +12%
NEPWA
15
New England Private Wealth Advisors
Massachusetts
$4.61M +$10.6K +212 +0.2%
Jane Street
16
Jane Street
New York
$4.45M +$4.45M +89,333 New
CWM
17
Cabot Wealth Management
Massachusetts
$3.34M -$105K -2,110 -3%
CAL
18
Capital Analysts LLC
Pennsylvania
$2.59M -$2.29M -45,974 -47%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2.43M +$1.99M +39,984 +459%
FIM
20
Freedom Investment Management
Connecticut
$2.29M +$2.11M +42,363 +1,218%
FAAS
21
First Allied Advisory Services
California
$2.25M -$230K -4,622 -9%
LPL Financial
22
LPL Financial
California
$2.25M +$1.22M +24,525 +119%
TCM
23
TD Capital Management
Tennessee
$2M -$745K -14,932 -27%
AP
24
Advisors Preferred
Maryland
$1.85M +$365K +7,310 +24%
GC
25
Grimes & Company
Massachusetts
$1.84M +$1.09M +21,949 +147%

ULQ Hedge Fund Activity: Q4 2015 in Review

78 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2015, worth a combined $659M — down 25% from $876M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ULQ positions and 10 closed out — a net gain of 10 holders — while 28 added to existing stakes and 22 trimmed.

The largest buyer was Astor Investment Management, adding an estimated $21.3M. The largest seller was Laffer Tengler Investments, cutting an estimated $564M.

  • 78 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2015, up from 69 in Q3 2015.
  • Funds reported $659M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2015, down 25% quarter-over-quarter.
  • 20 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2015 and 10 closed out, a net change of +10 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2015 was Astor Investment Management, an estimated $21.3M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2015 was Laffer Tengler Investments, an estimated $564M sold.

Based on aggregated 13F filings for Q4 2015.