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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

88 hedge funds and large institutions have $442M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 30 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

1% more funds holding

Funds holding: 8788 (+1)

0% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 30

10% less capital invested

Capital invested by funds: $489M → $442M (-$46.7M)

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

Holders
88
Holders Change
+1
Holders Change %
+1.15%
% of All Funds
2.2%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.1%
New
16
Increased
30
Reduced
30
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Pinnacle Advisory Group
Maryland
$67.5M -$29M -578,531 -30%
Wells Fargo
2
Wells Fargo
California
$46.6M -$2.45M -48,795 -5%
UBS Group
3
UBS Group
Switzerland
$40.6M -$6.01M -119,990 -13%
BCMO
4
Buckingham Capital Management (Ohio)
Ohio
$26.1M -$4.83M -96,463 -16%
GC
5
Guggenheim Capital
Illinois
$25M
SWP
6
Stratos Wealth Partners
Ohio
$20.9M +$579K +11,544 +3%
Morgan Stanley
7
Morgan Stanley
New York
$20M +$1.87M +37,217 +10%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$18.7M +$7.78M +155,146 +71%
FAG
9
Financial Advisory Group
Texas
$16.9M -$7.75M -154,717 -31%
AIM
10
Astor Investment Management
Illinois
$14.3M -$6.29M -125,509 -31%
NA
11
Nottingham Advisors
New York
$13.9M +$13.9M +276,463 New
Bank of America
12
Bank of America
North Carolina
$11.5M -$6.64M -132,387 -37%
MBT
13
Monroe Bank & Trust
Michigan
$11.5M +$963K +19,221 +9%
RJA
14
Raymond James & Associates
Florida
$8.04M +$1.21M +24,072 +18%
NEPWA
15
New England Private Wealth Advisors
Massachusetts
$7.14M +$1.02M +20,319 +17%
JMPWA
16
JP Morgan Private Wealth Advisors
California
$6.34M -$239K -4,761 -4%
LPT
17
Legacy Private Trust
Wisconsin
$4.64M +$1.14M +22,800 +33%
SGCA
18
Steel Grove Capital Advisors
Tennessee
$4.14M -$502K -10,005 -11%
CAL
19
Capital Analysts LLC
Pennsylvania
$4.02M +$472K +9,417 +13%
Citadel Advisors
20
Citadel Advisors
Florida
$4M +$4M +79,871 New
LPL Financial
21
LPL Financial
California
$3.98M +$572K +11,410 +17%
Neuberger Berman Group
22
Neuberger Berman Group
New York
$3.57M +$1.47M +29,235 +70%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$3.13M -$400K -7,983 -11%
CAL
24
Capital Advisors Ltd
Ohio
$2.91M +$1.01M +20,176 +53%
TCM
25
Texan Capital Management
Texas
$2.78M

ULQ Hedge Fund Activity: Q4 2016 in Review

88 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2016, worth a combined $442M — down 9.6% from $489M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new ULQ positions and 13 closed out — a net gain of 3 holders — while 30 added to existing stakes and 30 trimmed.

The largest buyer was Nottingham Advisors, opening a new position worth an estimated $13.9M. The largest seller was Pinnacle Advisory Group, cutting an estimated $29M.

  • 88 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2016, up from 87 in Q3 2016.
  • Funds reported $442M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2016, down 9.6% quarter-over-quarter.
  • 16 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2016 and 13 closed out, a net change of +3 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2016 was Nottingham Advisors, an estimated $13.9M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2016 was Pinnacle Advisory Group, an estimated $29M sold.

Based on aggregated 13F filings for Q4 2016.