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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

87 hedge funds and large institutions have $481M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2017 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 44 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 23

50% more funds holding in top 10

Funds holding in top 10: 46 (+2)

9% more capital invested

Capital invested by funds: $442M → $481M (+$38.5M)

0% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 14

1% less funds holding

Funds holding: 8887 (-1)

Holders
87
Holders Change
-1
Holders Change %
-1.14%
% of All Funds
2.17%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.15%
New
14
Increased
44
Reduced
23
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Pinnacle Advisory Group
Maryland
$81.5M +$13.7M +273,492 +20%
GC
2
Guggenheim Capital
Illinois
$45.7M +$40.3M +801,815 +740%
UBS Group
3
UBS Group
Switzerland
$43.3M +$2.6M +51,645 +6%
Wells Fargo
4
Wells Fargo
California
$38.3M -$8.51M -169,322 -18%
Morgan Stanley
5
Morgan Stanley
New York
$26M +$5.94M +118,158 +30%
SWP
6
Stratos Wealth Partners
Ohio
$25.2M +$4.25M +84,603 +20%
BCMO
7
Buckingham Capital Management (Ohio)
Ohio
$24.6M -$1.55M -30,783 -6%
FAG
8
Financial Advisory Group
Texas
$20.1M +$3.16M +62,840 +19%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$16.4M -$2.4M -47,741 -13%
NA
10
Nottingham Advisors
New York
$16M +$2.14M +42,537 +15%
Bank of America
11
Bank of America
North Carolina
$13M +$1.5M +29,757 +13%
MBT
12
Monroe Bank & Trust
Michigan
$12.2M +$645K +12,826 +6%
Neuberger Berman Group
13
Neuberger Berman Group
New York
$9.14M +$5.56M +110,563 +155%
LPT
14
Legacy Private Trust
Wisconsin
$8.2M +$3.55M +70,600 +76%
JMPWA
15
JP Morgan Private Wealth Advisors
California
$7.71M +$1.35M +26,813 +21%
NEPWA
16
New England Private Wealth Advisors
Massachusetts
$7.59M +$434K +8,645 +6%
LPL Financial
17
LPL Financial
California
$4.41M +$422K +8,417 +11%
PSW
18
Portfolio Strategies (Washington)
Washington
$4.21M +$2.65M +52,792 +171%
SGCA
19
Steel Grove Capital Advisors
Tennessee
$4.14M
RJA
20
Raymond James & Associates
Florida
$3.64M -$4.43M -88,074 -55%
CAL
21
Capital Advisors Ltd
Ohio
$3.52M +$598K +11,899 +20%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$3.52M +$1.05M +20,929 +43%
AP
23
Atwood & Palmer
Missouri
$3.35M +$2.35M +46,755 +234%
TCM
24
Texan Capital Management
Texas
$3.15M +$364K +7,240 +13%
FIM
25
Freedom Investment Management
Connecticut
$3.07M +$3.07M +61,102 New

ULQ Hedge Fund Activity: Q1 2017 in Review

87 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q1 2017, worth a combined $481M — up 8.7% from $442M a quarter earlier.

Fund positioning in ULQ was balanced in Q1 2017: 14 funds opened new positions, 14 closed out, 44 added to existing stakes and 23 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $40.3M. The largest seller was Astor Investment Management, cutting an estimated $13.6M.

  • 87 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q1 2017, down from 88 in Q4 2016.
  • Funds reported $481M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q1 2017, up 8.7% quarter-over-quarter.
  • 14 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q1 2017 and 14 closed out, a net change of 0 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q1 2017 was Guggenheim Capital, an estimated $40.3M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q1 2017 was Astor Investment Management, an estimated $13.6M sold.

Based on aggregated 13F filings for Q1 2017.