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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

54 hedge funds and large institutions have $875M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 18 increasing their positions, 17 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more capital invested

Capital invested by funds: $409M → $875M (+$466M)

6% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 17

7% less funds holding

Funds holding: 5854 (-4)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
54
Holders Change
-4
Holders Change %
-6.9%
% of All Funds
1.44%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
13
Increased
18
Reduced
17
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTI
1
Laffer Tengler Investments
Tennessee
$596M -$620K -12,361 Closed
PAG
2
Pinnacle Advisory Group
Maryland
$67.7M +$67.7M +1,357,071 New
NYLIM
3
New York Life Investment Management
New York
$32.9M
UBS Group
4
UBS Group
Switzerland
$32.9M +$32.9M +658,353 New
TCM
5
TD Capital Management
Tennessee
$22.2M -$2.85M -57,018 -11%
Wells Fargo
6
Wells Fargo
California
$20.3M -$7.97M -159,572 -28%
BCMO
7
Buckingham Capital Management (Ohio)
Ohio
$18.2M +$3.6M +72,016 +25%
Morgan Stanley
8
Morgan Stanley
New York
$16.8M -$2.12M -42,419 -11%
CFC
9
Coyle Financial Counsel
Illinois
$10.6M +$410K +8,217 +4%
NEPWA
10
New England Private Wealth Advisors
Massachusetts
$5.58M +$13.1K +263 +0.2%
GC
11
Guggenheim Capital
Illinois
$5.41M
MBT
12
Monroe Bank & Trust
Michigan
$5.33M +$728K +14,583 +16%
Bank of America
13
Bank of America
North Carolina
$5.01M -$4.84M -96,957 -49%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$4.59M +$3.95M +79,153 +622%
CWM
15
Cabot Wealth Management
Massachusetts
$4.18M +$61.6K +1,234 +1%
JP Morgan Chase
16
JP Morgan Chase
New York
$3.13M +$1.7K +34 +0.1%
MM
17
Main Management
California
$2.24M +$520K +10,420 +30%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.71M -$97.6K -1,956 -5%
AP
19
Advisors Preferred
Maryland
$1.67M +$1.67M +33,400 New
VFS
20
VSR Financial Services
Kansas
$1.63M +$150K +2,999 +10%
LPL Financial
21
LPL Financial
California
$1.5M -$199K -3,995 -12%
DADC
22
D.A. Davidson & Co
Montana
$1.47M -$246K -4,927 -14%
FA
23
FCG Advisors
New Jersey
$1.36M +$1.36M +27,329 New
FAAS
24
First Allied Advisory Services
California
$1.27M -$916K -18,375 -42%
TFA
25
Transamerica Financial Advisors
Florida
$1.05M +$96.7K +1,936 +10%

ULQ Hedge Fund Activity: Q4 2014 in Review

54 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2014, worth a combined $875M — up 114% from $409M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of ULQ and 13 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 18 added.

The largest buyer was Pinnacle Advisory Group, opening a new position worth an estimated $67.7M. The largest seller was Windhaven Investment Management, exiting entirely with an estimated $144M sold.

  • 54 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2014, down from 58 in Q3 2014.
  • Funds reported $875M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2014, up 114% quarter-over-quarter.
  • 13 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2014 and 15 closed out, a net change of -2 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2014 was Pinnacle Advisory Group, an estimated $67.7M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2014 was Windhaven Investment Management, an estimated $144M sold.

Based on aggregated 13F filings for Q4 2014.