Windhaven Investment Management’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Windhaven Investment Management’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-2,865,499	Closed	-$144M	–	50
2014 Q3	$144M	Sell	2,865,499 -9,985	-0.3%	-$501K	0.84%	26
2014 Q2	$145M	Buy	2,875,484 +136,185	+5%	+$6.85M	0.79%	26
2014 Q1	$138M	Sell	2,739,299 -41,665	-1%	-$2.09M	0.77%	25
2013 Q4	$140M	Sell	2,780,964 -97,991	-3%	-$4.92M	0.85%	24
2013 Q3	$144K	Sell	2,878,955 -170,993	-6%	-$8.58K	0.64%	25
2013 Q2	$153M	Buy	+3,049,948	New	+$153M	0.9%	23

Other funds holding ULQ

LTI

Laffer Tengler Investments Nashville, Tennessee $677M AUM 27.58% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TCM

TD Capital Management Memphis, Tennessee $1.11B AUM 10.06% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFC

Coyle Financial Counsel Glenview, Illinois $473M AUM 19.4% 1-Year Est. Return

NEPWA

New England Private Wealth Advisors Wellesley, Massachusetts $866M AUM 15.25% 1-Year Est. Return

Windhaven Investment Management's ULQ Position: Q4 2014 in Review

Windhaven Investment Management sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q4 2014, closing a stake of 2,865,499 shares — an estimated $144M sold.

Windhaven Investment Management first reported a position in ULQ in Q2 2013 and held it in 6 quarters. The position peaked at $153M in Q2 2013. 54 funds tracked by Wall St. Rank hold ULQ as of Q4 2014.

Windhaven Investment Management reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q4 2014 after selling out during the quarter.
Windhaven Investment Management sold 2,865,499 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q4 2014, an estimated $144M.
Windhaven Investment Management first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q2 2013 and held it in 6 quarters.
Windhaven Investment Management's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $153M in Q2 2013.
54 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q4 2014.

Based on Windhaven Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.