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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

49 hedge funds and large institutions have $270M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

2% more funds holding

Funds holding: 4849 (+1)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

75% less capital invested

Capital invested by funds: $1.07B → $270M (-$805M)

Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
17
Reduced
16
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WIM
1
Windhaven Investment Management
Massachusetts
$140M -$4.92M -97,991 -3%
Wells Fargo
2
Wells Fargo
California
$18.6M +$8.59M +171,138 +86%
U
3
UBS
Switzerland
$18.3M +$3.76M +74,944 +26%
Jane Street
4
Jane Street
New York
$15.7M +$15.7M +313,203 New
Morgan Stanley
5
Morgan Stanley
New York
$11.7M +$797K +15,895 +7%
TCM
6
TD Capital Management
Tennessee
$7.04M +$5.47M +108,998 +348%
CFC
7
Coyle Financial Counsel
Illinois
$6.82M +$6.82M +135,912 New
Bank of America
8
Bank of America
North Carolina
$6.01M -$10.9M -218,157 -65%
GC
9
Guggenheim Capital
Illinois
$5.44M -$24.7M -492,400 -82%
SGCA
10
Steel Grove Capital Advisors
Tennessee
$5.08M +$1.02M +20,329 +25%
CWM
11
Cabot Wealth Management
Massachusetts
$4.95M +$1.09M +21,760 +28%
NEPWA
12
New England Private Wealth Advisors
Massachusetts
$3.96M +$2.57M +51,165 +184%
LPL Financial
13
LPL Financial
California
$2.6M +$7.98K +159 +0.3%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.19M -$170K -3,382 -7%
MBT
15
Monroe Bank & Trust
Michigan
$2.18M +$530K +10,572 +32%
FIM
16
Freedom Investment Management
Connecticut
$2.14M +$244K +4,866 +13%
DADC
17
D.A. Davidson & Co
Montana
$1.96M +$1.96M +39,135 New
PI
18
Placemark Investments
Illinois
$1.95M +$67.6K +1,350 +4%
VKH
19
Virtu KCG Holdings
New York
$1.56M -$466K -9,283 -23%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.13M -$1.16M -23,161 -51%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.11M -$10.1K -201 -0.9%
VA
22
Valmark Advisers
Ohio
$1.02M +$1.02M +20,308 New
CAL
23
Capital Advisors Ltd
Ohio
$849K +$849K +16,928 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$842K -$5.16M -102,945 -86%
LTI
25
Laffer Tengler Investments
Tennessee
$793K +$793K +15,815 New

ULQ Hedge Fund Activity: Q4 2013 in Review

49 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2013, worth a combined $270M — down 75% from $1.07B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ULQ positions and 10 closed out — a net gain of 2 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $15.7M. The largest seller was Pinnacle Advisory Group, exiting entirely with an estimated $28.5M sold.

  • 49 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2013, up from 48 in Q3 2013.
  • Funds reported $270M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2013, down 75% quarter-over-quarter.
  • 12 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2013 and 10 closed out, a net change of +2 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2013 was Jane Street, an estimated $15.7M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2013 was Pinnacle Advisory Group, an estimated $28.5M sold.

Based on aggregated 13F filings for Q4 2013.