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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

108 hedge funds and large institutions have $514M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2017 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 39 increasing their positions, 41 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

9% more funds holding

Funds holding: 99108 (+9)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

5% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 41

13% less capital invested

Capital invested by funds: $593M → $514M (-$78.9M)

Holders
108
Holders Change
+9
Holders Change %
+9.09%
% of All Funds
2.45%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
21
Increased
39
Reduced
41
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
1
Pinnacle Advisory Group
Maryland
$70.2M +$467K +9,305 +0.7%
UBS Group
2
UBS Group
Switzerland
$51.6M -$1.66M -33,037 -3%
Wells Fargo
3
Wells Fargo
California
$49M -$4.91M -97,887 -9%
Bank of America
4
Bank of America
North Carolina
$37.5M +$2.76M +55,131 +8%
Morgan Stanley
5
Morgan Stanley
New York
$35.7M -$4.87M -97,038 -12%
SWP
6
Stratos Wealth Partners
Ohio
$27.1M +$855K +17,062 +3%
FAG
7
Financial Advisory Group
Texas
$21.3M +$21.1M +420,633 +9,977%
BCMO
8
Buckingham Capital Management (Ohio)
Ohio
$20.9M -$65.7K -1,310 -0.3%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$18.4M +$1.64M +32,723 +10%
NA
10
Nottingham Advisors
New York
$17.9M +$739K +14,744 +4%
MBT
11
Monroe Bank & Trust
Michigan
$12.2M -$22.3K -444 -0.2%
AP
12
Atwood & Palmer
Missouri
$8.64M +$818K +16,320 +10%
NEPWA
13
New England Private Wealth Advisors
Massachusetts
$8.4M +$491K +9,788 +6%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$7.83M -$976K -19,465 -11%
Neuberger Berman Group
15
Neuberger Berman Group
New York
$7.65M -$672K -13,411 -8%
GFPC
16
Global Financial Private Capital
Florida
$7.35M +$5.39M +107,411 +274%
LPL Financial
17
LPL Financial
California
$6.64M -$595K -11,871 -8%
LPT
18
Legacy Private Trust
Wisconsin
$6.62M +$2.69M +53,741 +69%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$6.53M +$4.76M +95,019 +270%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$4.55M +$12.5K +250 +0.3%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$4.53M +$1.64M +32,803 +57%
SGCA
22
Steel Grove Capital Advisors
Tennessee
$4.16M
CCM
23
CWH Capital Management
Washington
$3.8M +$2.06M +41,040 +118%
RJA
24
Raymond James & Associates
Florida
$3.29M -$1.67M -33,391 -34%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$3.27M +$471K +9,388 +17%

ULQ Hedge Fund Activity: Q4 2017 in Review

108 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q4 2017, worth a combined $514M — down 13% from $593M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new ULQ positions and 12 closed out — a net gain of 9 holders — while 39 added to existing stakes and 41 trimmed.

The largest buyer was Financial Advisory Group, adding an estimated $21.1M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $84.5M sold.

  • 108 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q4 2017, up from 99 in Q3 2017.
  • Funds reported $514M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q4 2017, down 13% quarter-over-quarter.
  • 21 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q4 2017 and 12 closed out, a net change of +9 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q4 2017 was Financial Advisory Group, an estimated $21.1M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q4 2017 was Guggenheim Capital, an estimated $84.5M sold.

Based on aggregated 13F filings for Q4 2017.