Neuberger Berman Group’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Neuberger Berman Group’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-145,198	Closed	-$7.29M	–	1805
2018 Q1	$7.29M	Sell	145,198 -7,429	-5%	-$373K	0.01%	830
2017 Q4	$7.65M	Sell	152,627 -13,411	-8%	-$672K	0.01%	816
2017 Q3	$8.36M	Sell	166,038 -5,339	-3%	-$269K	0.01%	776
2017 Q2	$8.62M	Sell	171,377 -10,414	-6%	-$524K	0.01%	776
2017 Q1	$9.14M	Buy	181,791 +110,563	+155%	+$5.56M	0.01%	766
2016 Q4	$3.57M	Buy	71,228 +29,235	+70%	+$1.47M	﹤0.01%	910
2016 Q3	$2.11M	Buy	41,993 +9,674	+30%	+$486K	﹤0.01%	965
2016 Q2	$1.62M	Buy	32,319 +16,919	+110%	+$846K	﹤0.01%	1009
2016 Q1	$768K	Buy	15,400 +1,735	+13%	+$86.5K	﹤0.01%	1156
2015 Q4	$681K	Sell	13,665 -445	-3%	-$22.2K	﹤0.01%	1204
2015 Q3	$706K	Buy	14,110 +1,149	+9%	+$57.5K	﹤0.01%	1231
2015 Q2	$649K	Buy	12,961 +1,701	+15%	+$85.2K	﹤0.01%	1285
2015 Q1	$564K	Buy	+11,260	New	+$564K	﹤0.01%	1318

Other funds holding ULQ

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

CMBA

C.M. Bidwell & Associates Honolulu, Hawaii $214M AUM 18.82% 1-Year Est. Return

Neuberger Berman Group's ULQ Position: Q2 2018 in Review

Neuberger Berman Group sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q2 2018, closing a stake of 145,198 shares — an estimated $7.29M sold.

Neuberger Berman Group first reported a position in ULQ in Q1 2015 and held it in 13 quarters. The position peaked at $9.14M in Q1 2017. 4 funds tracked by Wall St. Rank hold ULQ as of Q2 2018.

Neuberger Berman Group reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q2 2018 after selling out during the quarter.
Neuberger Berman Group sold 145,198 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q2 2018, an estimated $7.29M.
Neuberger Berman Group first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2015 and held it in 13 quarters.
Neuberger Berman Group's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $9.14M in Q1 2017.
4 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q2 2018.

Based on Neuberger Berman Group's 13F filing for Q2 2018, filed 13 Aug 2018.