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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

99 hedge funds and large institutions have $593M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2017 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 37 increasing their positions, 37 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

22% more capital invested

Capital invested by funds: $487M → $593M (+$106M)

3% more funds holding

Funds holding: 9699 (+3)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 37

Holders
99
Holders Change
+3
Holders Change %
+3.13%
% of All Funds
2.47%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
15
Increased
37
Reduced
37
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$84.5M +$84.5M +1,677,943 New
PAG
2
Pinnacle Advisory Group
Maryland
$70.1M -$11.5M -227,369 -14%
Wells Fargo
3
Wells Fargo
California
$54.2M +$7.59M +150,779 +16%
UBS Group
4
UBS Group
Switzerland
$53M +$10.5M +210,520 +25%
Morgan Stanley
5
Morgan Stanley
New York
$40.8M -$3.92M -77,877 -9%
Bank of America
6
Bank of America
North Carolina
$34.9M +$11.2M +222,382 +47%
SWP
7
Stratos Wealth Partners
Ohio
$26.4M +$697K +13,843 +3%
BCMO
8
Buckingham Capital Management (Ohio)
Ohio
$21M -$2.32M -46,065 -10%
NA
9
Nottingham Advisors
New York
$17.3M +$1.32M +26,295 +8%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$16.8M -$1.12M -22,219 -6%
Wolverine Trading
11
Wolverine Trading
Illinois
$13.6M +$13.6M +270,165 New
MBT
12
Monroe Bank & Trust
Michigan
$12.3M +$385K +7,641 +3%
DFG
13
Delphi Financial Group
Delaware
$12M +$12M +238,671 New
JMPWA
14
JP Morgan Private Wealth Advisors
California
$8.85M +$945K +18,766 +12%
Neuberger Berman Group
15
Neuberger Berman Group
New York
$8.36M -$269K -5,339 -3%
NEPWA
16
New England Private Wealth Advisors
Massachusetts
$7.95M +$96.7K +1,920 +1%
AP
17
Atwood & Palmer
Missouri
$7.86M +$4.04M +80,175 +106%
LPL Financial
18
LPL Financial
California
$7.27M +$1.95M +38,803 +37%
RJA
19
Raymond James & Associates
Florida
$4.99M -$1.85M -36,716 -27%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$4.56M +$1.08M +21,493 +31%
Jane Street
21
Jane Street
New York
$4.32M +$2.02M +40,147 +88%
SGCA
22
Steel Grove Capital Advisors
Tennessee
$4.15M
LPT
23
Legacy Private Trust
Wisconsin
$3.94M -$4.27M -84,871 -52%
WP
24
WealthSource Partners
California
$3.63M -$130K -2,577 -3%
CAL
25
Capital Advisors Ltd
Ohio
$3.26M -$109K -2,155 -3%

ULQ Hedge Fund Activity: Q3 2017 in Review

99 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q3 2017, worth a combined $593M — up 22% from $487M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new ULQ positions and 12 closed out — a net gain of 3 holders — while 37 added to existing stakes and 37 trimmed.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $84.5M. The largest seller was Financial Advisory Group, cutting an estimated $47.7M.

  • 99 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q3 2017, up from 96 in Q2 2017.
  • Funds reported $593M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q3 2017, up 22% quarter-over-quarter.
  • 15 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q3 2017 and 12 closed out, a net change of +3 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q3 2017 was Guggenheim Capital, an estimated $84.5M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q3 2017 was Financial Advisory Group, an estimated $47.7M sold.

Based on aggregated 13F filings for Q3 2017.