LPL Financial’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

LPL Financial’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-210,838	Closed	-$10.6M	–	3369
2018 Q1	$10.6M	Buy	210,838 +78,434	+59%	+$3.94M	0.03%	434
2017 Q4	$6.64M	Sell	132,404 -11,871	-8%	-$595K	0.02%	548
2017 Q3	$7.27M	Buy	144,275 +38,803	+37%	+$1.95M	0.03%	469
2017 Q2	$5.3M	Buy	105,472 +17,611	+20%	+$886K	0.02%	541
2017 Q1	$4.41M	Buy	87,861 +8,417	+11%	+$422K	0.03%	468
2016 Q4	$3.98M	Buy	79,444 +11,410	+17%	+$572K	0.03%	497
2016 Q3	$3.41M	Buy	68,034 +35,928	+112%	+$1.8M	0.03%	520
2016 Q2	$1.61M	Sell	32,106 -7,522	-19%	-$376K	0.01%	878
2016 Q1	$1.98M	Sell	39,628 -5,545	-12%	-$276K	0.01%	1208
2015 Q4	$2.25M	Buy	45,173 +24,525	+119%	+$1.22M	0.01%	1097
2015 Q3	$1.03M	Sell	20,648 -10,838	-34%	-$542K	0.01%	1224
2015 Q2	$1.58M	Buy	31,486 +3,818	+14%	+$191K	0.01%	1053
2015 Q1	$1.39M	Sell	27,668 -2,402	-8%	-$120K	0.01%	1124
2014 Q4	$1.5M	Sell	30,070 -3,995	-12%	-$199K	0.01%	1058
2014 Q3	$1.71M	Buy	34,065 +3,576	+12%	+$179K	0.01%	944
2014 Q2	$1.53M	Sell	30,489 -22,934	-43%	-$1.15M	0.01%	1050
2014 Q1	$2.69M	Buy	53,423 +1,550	+3%	+$77.9K	0.02%	698
2013 Q4	$2.6M	Buy	51,873 +159	+0.3%	+$7.98K	0.02%	692
2013 Q3	$2.59M	Buy	+51,714	New	+$2.59M	0.02%	657

Other funds holding ULQ

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

CMBA

C.M. Bidwell & Associates Honolulu, Hawaii $214M AUM 18.82% 1-Year Est. Return

LPL Financial's ULQ Position: Q2 2018 in Review

LPL Financial sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q2 2018, closing a stake of 210,838 shares — an estimated $10.6M sold.

LPL Financial first reported a position in ULQ in Q3 2013 and held it in 19 quarters. The position peaked at $10.6M in Q1 2018. 4 funds tracked by Wall St. Rank hold ULQ as of Q2 2018.

LPL Financial reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q2 2018 after selling out during the quarter.
LPL Financial sold 210,838 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q2 2018, an estimated $10.6M.
LPL Financial first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2013 and held it in 19 quarters.
LPL Financial's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $10.6M in Q1 2018.
4 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q2 2018.

Based on LPL Financial's 13F filing for Q2 2018, filed 14 Aug 2018.