New York Life Investment Management’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

New York Life Investment Management’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-67,074	Closed	-$3.36M	–	256
2015 Q3	$3.36M	Sell	67,074 -498,740	-88%	-$25M	0.31%	60
2015 Q2	$28.3M	Sell	565,814 -93,308	-14%	-$4.67M	3.21%	9
2015 Q1	$33M	Hold	659,122	–	–	3.71%	6
2014 Q4	$32.9M	Hold	659,122	–	–	3.94%	5
2014 Q3	$33.1M	Buy	659,122 +71,891	+12%	+$3.61M	5.44%	3
2014 Q2	$29.5M	Buy	587,231 +404,585	+222%	+$20.4M	5%	2
2014 Q1	$9.18M	Buy	+182,646	New	+$9.18M	1.94%	17

Other funds holding ULQ

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $9.93B AUM 28.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 88.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFC

Coyle Financial Counsel Glenview, Illinois $548M AUM 25.77% 1-Year Est. Return

New York Life Investment Management's ULQ Position: Q4 2015 in Review

New York Life Investment Management sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q4 2015, closing a stake of 67,074 shares — an estimated $3.36M sold.

New York Life Investment Management first reported a position in ULQ in Q1 2014 and held it in 7 quarters. The position peaked at $33.1M in Q3 2014. 78 funds tracked by Wall St. Rank hold ULQ as of Q4 2015.

New York Life Investment Management reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q4 2015 after selling out during the quarter.
New York Life Investment Management sold 67,074 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q4 2015, an estimated $3.36M.
New York Life Investment Management first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q1 2014 and held it in 7 quarters.
New York Life Investment Management's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $33.1M in Q3 2014.
78 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q4 2015.

Based on New York Life Investment Management's 13F filing for Q4 2015, filed 16 Feb 2016.