Portfolio Strategies (Washington)’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Portfolio Strategies (Washington)’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-23,928	Closed	-$1.2M	–	81
2017 Q2	$1.2M	Sell	23,928 -59,777	-71%	-$3.01M	1.71%	20
2017 Q1	$4.21M	Buy	83,705 +52,792	+171%	+$2.65M	5.29%	6
2016 Q4	$1.55M	Buy	+30,913	New	+$1.55M	1.78%	20
2014 Q4	–	Sell	-311,743	Closed	-$15.6M	–	48
2014 Q3	$15.6M	Buy	311,743 +119,408	+62%	+$5.99M	17.84%	1
2014 Q2	$9.68M	Buy	192,335 +159,483	+485%	+$8.02M	10.75%	1
2014 Q1	$1.65M	Buy	32,852 +21,402	+187%	+$1.08M	1.88%	14
2013 Q4	$574K	Buy	+11,450	New	+$574K	0.74%	34

Other funds holding ULQ

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

Nottingham Advisors Amherst, New York $838M AUM 15.57% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Portfolio Strategies (Washington)'s ULQ Position: Q3 2017 in Review

Portfolio Strategies (Washington) sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q3 2017, closing a stake of 23,928 shares — an estimated $1.2M sold.

Portfolio Strategies (Washington) first reported a position in ULQ in Q4 2013 and held it in 7 quarters. The position peaked at $15.6M in Q3 2014. 99 funds tracked by Wall St. Rank hold ULQ as of Q3 2017.

Portfolio Strategies (Washington) reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q3 2017 after selling out during the quarter.
Portfolio Strategies (Washington) sold 23,928 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q3 2017, an estimated $1.2M.
Portfolio Strategies (Washington) first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2013 and held it in 7 quarters.
Portfolio Strategies (Washington)'s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $15.6M in Q3 2014.
99 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q3 2017.

Based on Portfolio Strategies (Washington)'s 13F filing for Q3 2017, filed 14 Nov 2017.