Main Management’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Main Management’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3,980	Closed	-$200K	–	50
2017 Q3	$200K	Hold	3,980	–	–	0.03%	49
2017 Q2	$200K	Hold	3,980	–	–	0.03%	45
2017 Q1	$200K	Buy	+3,980	New	+$200K	0.03%	44
2015 Q4	–	Sell	-164,400	Closed	-$8.23M	–	55
2015 Q3	$8.23M	Buy	164,400 +119,580	+267%	+$5.98M	1.61%	17
2015 Q2	$2.25M	Hold	44,820	–	–	0.39%	23
2015 Q1	$2.24M	Hold	44,820	–	–	0.41%	23
2014 Q4	$2.24M	Buy	44,820 +10,420	+30%	+$520K	0.45%	21
2014 Q3	$1.73M	Sell	34,400 -47,408	-58%	-$2.38M	0.37%	21
2014 Q2	$4.12M	Buy	+81,808	New	+$4.12M	0.9%	21

Other funds holding ULQ

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

FAG

Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Nottingham Advisors Amherst, New York $777M AUM 14.68% 1-Year Est. Return

Main Management's ULQ Position: Q4 2017 in Review

Main Management sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q4 2017, closing a stake of 3,980 shares — an estimated $200K sold.

Main Management first reported a position in ULQ in Q2 2014 and held it in 9 quarters. The position peaked at $8.23M in Q3 2015. 108 funds tracked by Wall St. Rank hold ULQ as of Q4 2017.

Main Management reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q4 2017 after selling out during the quarter.
Main Management sold 3,980 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q4 2017, an estimated $200K.
Main Management first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q2 2014 and held it in 9 quarters.
Main Management's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $8.23M in Q3 2015.
108 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q4 2017.

Based on Main Management's 13F filing for Q4 2017, filed 8 Feb 2018.