RIA
NCV

Regal Investment Advisors’s Virtus Convertible & Income Fund NCV Stock Holding History

Regal Investment Advisors’s Portfolio NCV Stock Details NCV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-749
Closed -$17K – 660
2015
Q3 		$17K Buy
749
+274
+58% +$7.85K ﹤0.01% 594
2015
Q2 		$15K Hold
475
– – ﹤0.01% 595
2015
Q1 		$17K Hold
475
– – ﹤0.01% 591
2014
Q4 		$18K Hold
475
– – ﹤0.01% 549
2014
Q3 		$18K Hold
475
– – 0.01% 573
2014
Q2 		$20K Hold
475
– – 0.01% 549
2014
Q1 		$19K Hold
475
– – 0.01% 521
2013
Q4 		$18K Sell
475
-250
-34% -$9.59K 0.01% 478
2013
Q3 		$28K Hold
725
– – 0.02% 408
2013
Q2 		$27K Buy
+725
New +$27.5K 0.01% 393

Other funds holding NCV

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Regal Investment Advisors's NCV Position: Q4 2015 in Review

Regal Investment Advisors sold out of Virtus Convertible & Income Fund (NCV) in Q4 2015, closing a stake of 749 shares — an estimated $17K sold.

Regal Investment Advisors first reported a position in NCV in Q2 2013 and held it in 10 quarters. The position peaked at $28K in Q3 2013. 70 funds tracked by Wall St. Rank hold NCV as of Q4 2015.

  • Regal Investment Advisors reported no remaining Virtus Convertible & Income Fund position as of Q4 2015 after selling out during the quarter.
  • Regal Investment Advisors sold 749 Virtus Convertible & Income Fund shares in Q4 2015, an estimated $17K.
  • Regal Investment Advisors first reported a position in Virtus Convertible & Income Fund in Q2 2013 and held it in 10 quarters.
  • Regal Investment Advisors's Virtus Convertible & Income Fund position peaked at $28K in Q3 2013.
  • 70 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.