NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

45 hedge funds and large institutions have $84.7M invested in Virtus Convertible & Income Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
15
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$2.55M
2
VKH
Virtu KCG Holdings
New York
+$347K
3
Deutsche Bank
Deutsche Bank
Germany
+$303K
4
AIG
American International Group
New York
+$185K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$166K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$2.02M
2
LPL Financial
LPL Financial
California
-$1.7M
3
Bank of America
Bank of America
North Carolina
-$1.25M
4
NPC
National Planning Corporation
California
-$1.05M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$775K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$16.5M +$2.55M +69,636 +18%
LPL Financial
2
LPL Financial
California
$10.8M -$1.7M -46,929 -14%
GC
3
Guggenheim Capital
Illinois
$10.7M -$2.02M -55,211 -16%
Cohen & Steers
4
Cohen & Steers
New York
$9.93M -$172K -4,691 -2%
Wells Fargo
5
Wells Fargo
California
$7.76M -$768 -21 -0%
Bank of America
6
Bank of America
North Carolina
$6.06M -$1.25M -34,094 -17%
OA
7
Oxbow Advisors
Texas
$4.03M -$213K -5,815 -5%
IH
8
IFC Holdings
Florida
$3.62M -$2.07K -57 -0.1%
Morgan Stanley
9
Morgan Stanley
New York
$3.19M -$184K -5,030 -5%
MFS
10
MSI Financial Services
Massachusetts
$2.57M +$95.3K +2,607 +4%
CIA
11
Capital Investment Advisors
Georgia
$1.49M -$4.24K -116 -0.3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.17M +$128K +3,493 +12%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.01M +$61.9K +1,692 +7%
Invesco
14
Invesco
Georgia
$938K -$661K -18,082 -41%
MCM
15
Maryland Capital Management
Maryland
$470K -$57.6K -1,575 -11%
AIG
16
American International Group
New York
$459K +$185K +5,056 +67%
Deutsche Bank
17
Deutsche Bank
Germany
$430K +$303K +8,298 +238%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$365K +$66.6K +1,824 +22%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$359K +$22.6K +619 +7%
VKH
20
Virtu KCG Holdings
New York
$347K +$347K +9,482 New
VFS
21
VSR Financial Services
Kansas
$308K – – –
ICAS
22
Investors Capital Advisory Services
Massachusetts
$235K +$33.7K +925 +17%
CAN
23
Cetera Advisor Networks
California
$230K +$10.8K +296 +5%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$230K +$31.3K +859 +16%
CDH
25
Charles D. Hyman
$197K -$11.6K -316 -6%
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