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NCV

Virtus Convertible & Income Fund

67 hedge funds and large institutions have $55.1M invested in Virtus Convertible & Income Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

3% more funds holding

Funds holding: 6567 (+2)

3% more capital invested

Capital invested by funds: $53.3M → $55.1M (+$1.82M)

0.09% more ownership

Funds ownership: 2.62%2.72% (+0.09%)

Holders
67
Holders Change
+2
Holders Change %
+3.08%
% of All Funds
1.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
20
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.5M +$242K +10,572 +2%
Bank of America
2
Bank of America
North Carolina
$10M +$1.4M +61,355 +16%
GC
3
Guggenheim Capital
Illinois
$6.17M -$122K -5,318 -2%
Wells Fargo
4
Wells Fargo
California
$3.94M -$150K -6,573 -4%
Cohen & Steers
5
Cohen & Steers
New York
$3.16M
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.78M -$21K -919 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.71M +$1.19M +52,033 +220%
UBS Group
8
UBS Group
Switzerland
$1.46M -$116K -5,048 -7%
Ameriprise
9
Ameriprise
Minnesota
$1.2M +$107K +4,657 +10%
MAFM
10
Mid Atlantic Financial Management
Pennsylvania
$1.18M +$87.7K +3,835 +8%
LPL Financial
11
LPL Financial
California
$1M -$70.9K -3,098 -7%
CAN
12
Cetera Advisor Networks
California
$816K +$130K +5,673 +19%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$672K +$22.6K +987 +3%
EGA
14
E&G Advisors
Texas
$634K -$17K -741 -3%
CC
15
Claybrook Capital
Massachusetts
$554K +$562K +24,568 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$545K -$91.5K -4,001 -14%
JPLA
17
Joseph P. Lucia & Associates
New York
$536K +$14.1K +618 +3%
WAM
18
Wolverine Asset Management
Illinois
$293K -$207K -9,045 -41%
AG
19
Advisor Group
Arizona
$248K -$979K -42,809 -80%
DA
20
Doliver Advisors
Texas
$238K +$241K +10,533 New
RFN
21
RDA Financial Network
Iowa
$225K -$27.3K -1,195 -11%
CAN
22
Claraphi Advisory Network
United States
$212K -$87K -3,803 -29%
LCM
23
Landscape Capital Management
New Jersey
$211K +$214K +9,359 New
PFSC
24
Peoples Financial Services Corp
Pennsylvania
$209K +$212K +9,250 New
BCA
25
Biltmore Capital Advisors
New Jersey
$192K +$22.9K +1,000 +13%

NCV Hedge Fund Activity: Q3 2019 in Review

67 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund (NCV) for Q3 2019, worth a combined $55.1M — up 3.4% from $53.3M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new NCV positions and 9 closed out — a net gain of 2 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $1.4M. The largest seller was Advisor Group, cutting an estimated $979K.

  • 67 institutional investors held Virtus Convertible & Income Fund (NCV) as of Q3 2019, up from 65 in Q2 2019.
  • Funds reported $55.1M of Virtus Convertible & Income Fund stock for Q3 2019, up 3.4% quarter-over-quarter.
  • 11 funds opened new Virtus Convertible & Income Fund positions in Q3 2019 and 9 closed out, a net change of +2 holders.
  • The largest Virtus Convertible & Income Fund buyer in Q3 2019 was Bank of America, an estimated $1.4M added.
  • The largest Virtus Convertible & Income Fund seller in Q3 2019 was Advisor Group, an estimated $979K sold.

Based on aggregated 13F filings for Q3 2019.