NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

67 hedge funds and large institutions have $55.1M invested in Virtus Convertible & Income Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
+2
Holders Change %
+3.08%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
20
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$1.38M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.17M
3
CC
Claybrook Capital
Massachusetts
+$554K
4
Morgan Stanley
Morgan Stanley
New York
+$239K
5
DA
Doliver Advisors
Texas
+$238K

Top Sellers

1
AG
Advisor Group
Arizona
-$965K
2
SIM
Sonora Investment Management
Arizona
-$508K
3
WAM
Wolverine Asset Management
Illinois
-$204K
4
Wells Fargo
Wells Fargo
California
-$148K
5
GC
Guggenheim Capital
Illinois
-$120K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.5M +$239K +10,572 +2%
Bank of America
2
Bank of America
North Carolina
$10M +$1.38M +61,355 +16%
GC
3
Guggenheim Capital
Illinois
$6.17M -$120K -5,318 -2%
Wells Fargo
4
Wells Fargo
California
$3.94M -$148K -6,573 -4%
Cohen & Steers
5
Cohen & Steers
New York
$3.16M – – –
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.78M -$20.7K -919 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.71M +$1.17M +52,033 +220%
UBS Group
8
UBS Group
Switzerland
$1.46M -$114K -5,048 -7%
Ameriprise
9
Ameriprise
Minnesota
$1.2M +$105K +4,657 +10%
MAFM
10
Mid Atlantic Financial Management
Pennsylvania
$1.18M +$86.5K +3,835 +8%
LPL Financial
11
LPL Financial
California
$1M -$69.9K -3,098 -7%
CAN
12
Cetera Advisor Networks
California
$816K +$129K +5,673 +19%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$672K +$22.3K +987 +3%
EGA
14
E&G Advisors
Texas
$634K -$16.7K -741 -3%
CC
15
Claybrook Capital
Massachusetts
$554K +$554K +24,568 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$545K -$90.3K -4,001 -14%
JPLA
17
Joseph P. Lucia & Associates
New York
$536K +$13.9K +618 +3%
WAM
18
Wolverine Asset Management
Illinois
$293K -$204K -9,045 -41%
AG
19
Advisor Group
Arizona
$248K -$965K -42,809 -80%
DA
20
Doliver Advisors
Texas
$238K +$238K +10,533 New
RFN
21
RDA Financial Network
Iowa
$225K -$27.1K -1,195 -11%
CAN
22
Claraphi Advisory Network
United States
$212K -$85.8K -3,803 -29%
LCM
23
Landscape Capital Management
New Jersey
$211K +$211K +9,359 New
PFSC
24
Peoples Financial Services Corp
Pennsylvania
$209K +$209K +9,250 New
BCA
25
Biltmore Capital Advisors
New Jersey
$192K +$22.6K +1,000 +13%
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