NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

63 hedge funds and large institutions have $70.9M invested in Virtus Convertible & Income Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$5.91M
2
LPL Financial
LPL Financial
California
+$468K
3
Bank of America
Bank of America
North Carolina
+$367K
4
Millennium Management
Millennium Management
New York
+$248K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$227K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$6.12M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$3.85M
3
VIA
Vident Investment Advisory
Georgia
-$2.51M
4
Wells Fargo
Wells Fargo
California
-$1.6M
5
GC
Guggenheim Capital
Illinois
-$544K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15M +$5.91M +219,757 +65%
Wells Fargo
2
Wells Fargo
California
$12.8M -$1.6M -59,686 -11%
Bank of America
3
Bank of America
North Carolina
$11.6M +$367K +13,643 +3%
GC
4
Guggenheim Capital
Illinois
$7.55M -$544K -20,236 -7%
Cohen & Steers
5
Cohen & Steers
New York
$5.72M -$24.7K -918 -0.4%
UBS Group
6
UBS Group
Switzerland
$2.29M -$6.12M -227,902 -73%
AAM
7
Advisors Asset Management
Colorado
$2.28M -$134K -4,829 -6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.09M +$42K +1,561 +2%
AG
9
Advisor Group
Arizona
$1.42M -$123K -4,574 -8%
EGA
10
E&G Advisors
Texas
$972K -$6.23K -232 -0.6%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$901K -$439K -16,325 -33%
LPL Financial
12
LPL Financial
California
$887K +$468K +17,417 +112%
CIA
13
Capital Investment Advisors
Georgia
$852K -$20.5K -763 -2%
IA
14
IFP Advisors
Florida
$668K – – –
SIM
15
Sonora Investment Management
Arizona
$615K – – –
Ameriprise
16
Ameriprise
Minnesota
$461K +$1.13K +42 +0.2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$395K -$150K -5,568 -27%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$383K +$227K +8,445 +145%
RJA
19
Raymond James & Associates
Florida
$272K +$67.2K +2,497 +33%
MCM
20
Maryland Capital Management
Maryland
$248K – – –
Millennium Management
21
Millennium Management
New York
$248K +$248K +9,225 New
CAN
22
Claraphi Advisory Network
United States
$244K -$4.93K -183 -2%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$220K -$20K -745 -8%
Creative Planning
24
Creative Planning
Kansas
$188K +$1.35K +50 +0.7%
NFG
25
Next Financial Group
Texas
$176K – – –
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