LTFS
NCV

Ladenburg Thalmann Financial Services’s Virtus Convertible & Income Fund NCV Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NCV Stock Details NCV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$483K Sell
20,990
-3,157
-13% -$71.5K ﹤0.01% 1850
2019
Q3 		$545K Sell
24,147
-4,001
-14% -$91.5K ﹤0.01% 1696
2019
Q2 		$640K Buy
28,148
+105
+0.4% +$2.43K ﹤0.01% 1555
2019
Q1 		$727K Buy
28,043
+1,497
+6% +$37K 0.01% 1407
2018
Q4 		$552K Buy
26,546
+7,559
+40% +$187K 0.01% 1460
2018
Q3 		$527K Buy
18,987
+4,714
+33% +$133K ﹤0.01% 1564
2018
Q2 		$383K Hold
14,273
– – ﹤0.01% 1757
2018
Q1 		$383K Buy
14,273
+8,445
+145% +$235K ﹤0.01% 1757
2017
Q4 		$164K Sell
5,828
-15,339
-72% -$433K ﹤0.01% 2355
2017
Q3 		$601K Buy
21,167
+8,881
+72% +$250K 0.01% 1331
2017
Q2 		$342K Sell
12,286
-3,445
-22% -$95.6K ﹤0.01% 1651
2017
Q1 		$425K Buy
15,731
+1,151
+8% +$30.8K 0.01% 1416
2016
Q4 		$372K Buy
14,580
+4,626
+46% +$120K 0.01% 1428
2016
Q3 		$269K Sell
9,954
-543
-5% -$14.3K ﹤0.01% 1556
2016
Q2 		$258K Buy
10,497
+4,386
+72% +$103K ﹤0.01% 1504
2016
Q1 		$135K Sell
6,111
-724
-11% -$14.6K ﹤0.01% 1871
2015
Q4 		$151K Buy
6,835
+362
+6% +$8.56K ﹤0.01% 1771
2015
Q3 		$152K Buy
6,473
+286
+5% +$8.2K ﹤0.01% 1691
2015
Q2 		$203K Sell
6,187
-119
-2% -$4.23K ﹤0.01% 1595
2015
Q1 		$230K Buy
6,306
+859
+16% +$31.1K ﹤0.01% 1481
2014
Q4 		$205K Sell
5,447
-1,193
-18% -$44.7K ﹤0.01% 1414
2014
Q3 		$254K Sell
6,640
-5,949
-47% -$240K 0.01% 1096
2014
Q2 		$533K Buy
12,589
+881
+8% +$36.6K 0.01% 753
2014
Q1 		$480K Buy
11,708
+599
+5% +$24.1K 0.01% 739
2013
Q4 		$431K Sell
11,109
-517
-4% -$19.8K 0.01% 745
2013
Q3 		$439K Buy
11,626
+3,603
+45% +$135K 0.01% 705
2013
Q2 		$294K Buy
+8,023
New +$305K 0.01% 823

Other funds holding NCV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NCV Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Virtus Convertible & Income Fund (NCV) stake by 13% in Q4 2019, selling an estimated $71.5K and leaving 20,990 shares worth $483K. The position accounts for ﹤0.01% of the portfolio, ranked #1850.

Ladenburg Thalmann Financial Services first reported a position in NCV in Q2 2013 and has held it in 27 quarters since. The position peaked at $727K in Q1 2019. 77 funds tracked by Wall St. Rank hold NCV as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 20,990 shares of Virtus Convertible & Income Fund worth $483K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 3,157 Virtus Convertible & Income Fund shares in Q4 2019, an estimated $71.5K.
  • Virtus Convertible & Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1850 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Virtus Convertible & Income Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Virtus Convertible & Income Fund position peaked at $727K in Q1 2019.
  • 77 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.