NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

50 hedge funds and large institutions have $77.7M invested in Virtus Convertible & Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
-5
Holders Change %
-9.09%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$859K
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$252K
3
Morgan Stanley
Morgan Stanley
New York
+$202K
4
VIA
Vident Investment Advisory
Georgia
+$199K
5
IA
IFP Advisors
Florida
+$141K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$5.21M
2
Cohen & Steers
Cohen & Steers
New York
-$767K
3
SIM
Sonora Investment Management
Arizona
-$643K
4
Bank of America
Bank of America
North Carolina
-$547K
5
Invesco
Invesco
Georgia
-$373K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$16M -$297K -10,469 -2%
Bank of America
2
Bank of America
North Carolina
$12M -$547K -19,259 -4%
UBS Group
3
UBS Group
Switzerland
$8.95M +$30.9K +1,089 +0.3%
GC
4
Guggenheim Capital
Illinois
$7.96M +$859K +30,249 +12%
Cohen & Steers
5
Cohen & Steers
New York
$6.07M -$767K -27,023 -11%
Morgan Stanley
6
Morgan Stanley
New York
$4.22M +$202K +7,098 +5%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$4.15M – – –
AAM
8
Advisors Asset Management
Colorado
$2.53M -$243K -8,567 -9%
VIA
9
Vident Investment Advisory
Georgia
$2.27M +$199K +7,020 +10%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.16M +$1.19K +42 +0.1%
AG
11
Advisor Group
Arizona
$1.63M -$337K -11,857 -17%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.32M +$106K +3,737 +9%
EGA
13
E&G Advisors
Texas
$1.16M -$9.85K -347 -0.8%
CIA
14
Capital Investment Advisors
Georgia
$971K -$56K -1,970 -5%
IA
15
IFP Advisors
Florida
$713K +$141K +4,961 +25%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$601K +$252K +8,881 +72%
Ameriprise
17
Ameriprise
Minnesota
$450K +$121K +4,272 +37%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$417K -$5.34K -188 -1%
IH
19
IFC Holdings
Florida
$409K +$49.6K +1,750 +14%
NPC
20
National Planning Corporation
California
$326K +$10.5K +371 +3%
CAN
21
Cetera Advisor Networks
California
$323K -$13.5K -475 -4%
OA
22
Oxbow Advisors
Texas
$276K +$1.73K +61 +0.6%
MCM
23
Maryland Capital Management
Maryland
$262K -$10.5K -370 -4%
HighTower Advisors
24
HighTower Advisors
Illinois
$260K -$36K -1,266 -12%
Invesco
25
Invesco
Georgia
$214K -$373K -13,173 -64%
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