NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

41 hedge funds and large institutions have $75.6M invested in Virtus Convertible & Income Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$2.82M
2
GC
Guggenheim Capital
Illinois
+$1.17M
3
IH
IFC Holdings
Florida
+$1.08M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$677K
5
NPC
National Planning Corporation
California
+$284K

Top Sellers

1
Invesco
Invesco
Georgia
-$3.41M
2
Cohen & Steers
Cohen & Steers
New York
-$3.13M
3
Morgan Stanley
Morgan Stanley
New York
-$1.14M
4
RCM
Rivernorth Capital Management
Florida
-$596K
5
HNB
Huntington National Bank
Ohio
-$290K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$14.4M -$116K -3,067 -0.8%
GC
2
Guggenheim Capital
Illinois
$14.3M +$1.17M +31,000 +9%
Cohen & Steers
3
Cohen & Steers
New York
$12.5M -$3.13M -83,077 -20%
Wells Fargo
4
Wells Fargo
California
$6.25M +$93.7K +2,484 +2%
OA
5
Oxbow Advisors
Texas
$5.47M +$27.8K +737 +0.5%
U
6
UBS
Switzerland
$4.92M +$173K +4,580 +4%
Morgan Stanley
7
Morgan Stanley
New York
$4.62M -$1.14M -30,291 -20%
Bank of America
8
Bank of America
North Carolina
$4.36M +$2.82M +74,840 +184%
MFS
9
MSI Financial Services
Massachusetts
$2.08M -$7.58K -201 -0.4%
IH
10
IFC Holdings
Florida
$1.08M +$1.08M +28,869 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$677K +$677K +17,936 New
MCM
12
Maryland Capital Management
Maryland
$648K -$19.8K -525 -3%
B
13
Baird
Wisconsin
$523K +$62.5K +1,657 +14%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$521K -$108K -2,863 -17%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$439K +$136K +3,603 +45%
NPC
16
National Planning Corporation
California
$386K +$284K +7,397 +279%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$318K -$11.7K -311 -4%
AIG
18
American International Group
New York
$311K +$74.3K +1,969 +31%
HNB
19
Huntington National Bank
Ohio
$298K -$290K – –
CDH
20
Charles D. Hyman
$224K -$17K -450 -7%
Creative Planning
21
Creative Planning
Kansas
$211K +$63.4K +1,679 +43%
Citigroup
22
Citigroup
New York
$171K +$19K +501 +12%
VFS
23
VSR Financial Services
Kansas
$163K – – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$134K +$5.18K +137 +4%
CAS
25
CTC Alternative Strategies
Illinois
$124K – – –
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