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NCV

Virtus Convertible & Income Fund

41 hedge funds and large institutions have $75.6M invested in Virtus Convertible & Income Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

0.1% less ownership

Funds ownership: 2.6%2.5% (-0.1%)

1% less capital invested

Capital invested by funds: $76.1M → $75.6M (-$437K)

11% less funds holding

Funds holding: 4641 (-5)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
11
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$14.4M -$115K -3,067 -0.8%
GC
2
Guggenheim Capital
Illinois
$14.3M +$1.16M +31,000 +9%
Cohen & Steers
3
Cohen & Steers
New York
$12.5M -$3.1M -83,077 -20%
Wells Fargo
4
Wells Fargo
California
$6.25M +$92.8K +2,484 +2%
OA
5
Oxbow Advisors
Texas
$5.47M +$27.5K +737 +0.5%
U
6
UBS
Switzerland
$4.92M +$171K +4,580 +4%
Morgan Stanley
7
Morgan Stanley
New York
$4.62M -$1.13M -30,291 -20%
Bank of America
8
Bank of America
North Carolina
$4.36M +$2.79M +74,840 +184%
MFS
9
MSI Financial Services
Massachusetts
$2.08M -$7.51K -201 -0.4%
IH
10
IFC Holdings
Florida
$1.08M +$1.08M +28,869 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$677K +$670K +17,936 New
MCM
12
Maryland Capital Management
Maryland
$648K -$19.6K -525 -3%
B
13
Baird
Wisconsin
$523K +$61.9K +1,657 +14%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$521K -$107K -2,863 -17%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$439K +$135K +3,603 +45%
NPC
16
National Planning Corporation
California
$386K +$276K +7,397 +279%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$318K -$11.6K -311 -4%
AIG
18
American International Group
New York
$311K +$73.5K +1,969 +31%
HNB
19
Huntington National Bank
Ohio
$298K
CDH
20
Charles D. Hyman
$224K -$16.8K -450 -7%
Creative Planning
21
Creative Planning
Kansas
$211K +$62.7K +1,679 +43%
Citigroup
22
Citigroup
New York
$171K +$18.7K +501 +12%
VFS
23
VSR Financial Services
Kansas
$163K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$134K +$5.12K +137 +4%
CAS
25
CTC Alternative Strategies
Illinois
$124K

NCV Hedge Fund Activity: Q3 2013 in Review

41 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund (NCV) for Q3 2013, worth a combined $75.6M — down 0.57% from $76.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of NCV and 4 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 15 added.

The largest buyer was Bank of America, adding an estimated $2.79M. The largest seller was Invesco, exiting entirely with an estimated $3.41M sold.

  • 41 institutional investors held Virtus Convertible & Income Fund (NCV) as of Q3 2013, down from 46 in Q2 2013.
  • Funds reported $75.6M of Virtus Convertible & Income Fund stock for Q3 2013, down 0.57% quarter-over-quarter.
  • 4 funds opened new Virtus Convertible & Income Fund positions in Q3 2013 and 8 closed out, a net change of -4 holders.
  • The largest Virtus Convertible & Income Fund buyer in Q3 2013 was Bank of America, an estimated $2.79M added.
  • The largest Virtus Convertible & Income Fund seller in Q3 2013 was Invesco, an estimated $3.41M sold.

Based on aggregated 13F filings for Q3 2013.