Guggenheim Capital’s Virtus Convertible & Income Fund NCV Stock Holding History

Guggenheim Capital’s Portfolio NCV Stock Details NCV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$6.21M	Buy	417,402 +79,454	+24%	+$1.25M	0.05%	382
2025 Q4	$5.12M	Buy	337,948 +139,536	+70%	+$2.14M	0.04%	430
2025 Q3	$2.98M	Buy	198,412 +97,940	+97%	+$1.43M	0.02%	579
2025 Q2	$1.43M	Buy	+100,472	New	+$1.32M	0.01%	768
2023 Q4	–	Sell	-39,562	Closed	-$492K	–	1923
2023 Q3	$492K	Sell	39,562 -77,662	-66%	-$1.03M	﹤0.01%	1432
2023 Q2	$1.63M	Sell	117,224 -81,379	-41%	-$1.09M	0.01%	947
2023 Q1	$2.67M	Sell	198,603 -113,765	-36%	-$1.66M	0.02%	756
2022 Q4	$4.25M	Sell	312,368 -47,612	-13%	-$665K	0.04%	584
2022 Q3	$4.61M	Sell	359,980 -142,603	-28%	-$2.16M	0.04%	532
2022 Q2	$7.4M	Sell	502,583 -40,233	-7%	-$673K	0.06%	397
2022 Q1	$10.9M	Sell	542,816 -46,721	-8%	-$959K	0.07%	375
2021 Q4	$13.7M	Buy	589,537 +117,295	+25%	+$2.82M	0.07%	313
2021 Q3	$11.3M	Buy	472,242 +5,536	+1%	+$135K	0.07%	344
2021 Q2	$11.5M	Buy	466,706 +87,588	+23%	+$2.04M	0.07%	353
2021 Q1	$8.58M	Sell	379,118 -3,714	-1%	-$85.7K	0.06%	415
2020 Q4	$8.79M	Buy	382,832 +56,141	+17%	+$1.15M	0.06%	382
2020 Q3	$5.99M	Sell	326,691 -56,680	-15%	-$1.06M	0.04%	450
2020 Q2	$6.72M	Buy	383,371 +7,898	+2%	+$129K	0.05%	401
2020 Q1	$5.62M	Buy	375,473 +37,356	+11%	+$786K	0.06%	401
2019 Q4	$7.78M	Buy	338,117 +64,533	+24%	+$1.46M	0.06%	412
2019 Q3	$6.17M	Sell	273,584 -5,318	-2%	-$122K	0.05%	491
2019 Q2	$6.3M	Buy	278,902 +20,040	+8%	+$464K	0.05%	482
2019 Q1	$6.71M	Buy	258,862 +26,714	+12%	+$660K	0.05%	458
2018 Q4	$4.82M	Sell	232,148 -4,015	-2%	-$99.1K	0.04%	590
2018 Q3	$6.57M	Buy	236,163 +13,999	+6%	+$395K	0.04%	563
2018 Q2	$6.21M	Sell	222,164 -58,811	-21%	-$1.62M	0.04%	587
2018 Q1	$7.55M	Sell	280,975 -20,236	-7%	-$563K	0.02%	789
2017 Q4	$8.47M	Buy	301,211 +20,871	+7%	+$589K	0.02%	751
2017 Q3	$7.96M	Buy	280,340 +30,249	+12%	+$852K	0.02%	793
2017 Q2	$6.97M	Sell	250,091 -74,578	-23%	-$2.07M	0.02%	827
2017 Q1	$8.78M	Sell	324,669 -2,291	-0.7%	-$61.3K	0.02%	726
2016 Q4	$8.34M	Buy	326,960 +40,385	+14%	+$1.05M	0.02%	736
2016 Q3	$7.74M	Sell	286,575 -51,744	-15%	-$1.37M	0.02%	783
2016 Q2	$8.32M	Buy	338,319 +13,420	+4%	+$314K	0.03%	757
2016 Q1	$7.2M	Sell	324,899 -36,934	-10%	-$747K	0.02%	831
2015 Q4	$8.02M	Sell	361,833 -15,016	-4%	-$355K	0.02%	835
2015 Q3	$8.79M	Buy	376,849 +130,516	+53%	+$3.74M	0.03%	805
2015 Q2	$8M	Sell	246,333 -45,765	-16%	-$1.63M	0.02%	941
2015 Q1	$10.7M	Sell	292,098 -55,211	-16%	-$2M	0.03%	829
2014 Q4	$13.1M	Sell	347,309 -18,688	-5%	-$701K	0.03%	738
2014 Q3	$14M	Sell	365,997 -10,978	-3%	-$442K	0.03%	763
2014 Q2	$16M	Sell	376,975 -3,765	-1%	-$156K	0.04%	736
2014 Q1	$15.6M	Sell	380,740 -4,322	-1%	-$174K	0.04%	724
2013 Q4	$15M	Buy	385,062 +6,106	+2%	+$234K	0.05%	709
2013 Q3	$14.3M	Buy	378,956 +31,000	+9%	+$1.16M	0.05%	665
2013 Q2	$12.8M	Buy	+347,956	New	+$13.2M	0.05%	638

Other funds holding NCV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CPC

Congress Park Capital Saratoga Springs, New York $370M AUM 26.01% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Summit Financial Parsippany, New Jersey $7.85B AUM 20.99% 1-Year Est. Return

Guggenheim Capital's NCV Position: Q1 2026 in Review

Guggenheim Capital increased its Virtus Convertible & Income Fund (NCV) stake by 24% in Q1 2026, buying an estimated $1.25M and bringing the position to 417,402 shares worth $6.21M. The position accounts for 0.05% of the portfolio, ranked #382.

Guggenheim Capital first reported a position in NCV in Q2 2013 and has held it in 46 quarters since. The position peaked at $16M in Q2 2014. 59 funds tracked by Wall St. Rank hold NCV as of Q1 2026.

Guggenheim Capital held 417,402 shares of Virtus Convertible & Income Fund worth $6.21M as of Q1 2026.
Guggenheim Capital bought 79,454 Virtus Convertible & Income Fund shares in Q1 2026, an estimated $1.25M.
Virtus Convertible & Income Fund made up 0.05% of Guggenheim Capital's portfolio in Q1 2026, its #382 holding.
Guggenheim Capital first reported a position in Virtus Convertible & Income Fund in Q2 2013 and has held it in 46 quarters since.
Guggenheim Capital's Virtus Convertible & Income Fund position peaked at $16M in Q2 2014.
59 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.