LPL Financial
NCV

LPL Financial’s Virtus Convertible & Income Fund NCV Stock Holding History

LPL Financial’s Portfolio NCV Stock Details NCV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.51M Buy
370,347
+675
+0.2% +$10.6K ﹤0.01% 2534
2025
Q4 		$5.6M Buy
369,672
+37,012
+11% +$567K ﹤0.01% 2436
2025
Q3 		$4.99M Buy
332,660
+14,984
+5% +$219K ﹤0.01% 2459
2025
Q2 		$4.51M Buy
317,676
+11,241
+4% +$148K ﹤0.01% 2402
2025
Q1 		$3.96M Buy
306,435
+47,166
+18% +$650K ﹤0.01% 2352
2024
Q4 		$3.6M Buy
259,269
+66,485
+34% +$942K ﹤0.01% 2344
2024
Q3 		$2.7M Sell
192,784
-10,026
-5% -$136K ﹤0.01% 2449
2024
Q2 		$2.65M Buy
202,810
+21,066
+12% +$270K ﹤0.01% 2361
2024
Q1 		$2.43M Buy
181,744
+42,136
+30% +$553K ﹤0.01% 2376
2023
Q4 		$1.88M Sell
139,608
-1,569
-1% -$19.7K ﹤0.01% 2463
2023
Q3 		$1.76M Buy
141,177
+4,477
+3% +$59.6K ﹤0.01% 2411
2023
Q2 		$1.9M Sell
136,700
-2,143
-2% -$28.6K ﹤0.01% 2296
2023
Q1 		$1.87M Sell
138,843
-11,429
-8% -$167K ﹤0.01% 2202
2022
Q4 		$2.04M Sell
150,272
-2,267
-1% -$31.6K ﹤0.01% 2063
2022
Q3 		$1.95M Sell
152,539
-6,646
-4% -$101K ﹤0.01% 2005
2022
Q2 		$2.34M Buy
159,185
+90
+0.1% +$1.51K ﹤0.01% 1908
2022
Q1 		$3.2M Buy
159,095
+8,901
+6% +$183K ﹤0.01% 1713
2021
Q4 		$3.5M Buy
150,194
+1,458
+1% +$35K ﹤0.01% 1690
2021
Q3 		$3.55M Buy
148,736
+672
+0.5% +$16.3K ﹤0.01% 1624
2021
Q2 		$3.64M Sell
148,064
-309
-0.2% -$7.2K ﹤0.01% 1565
2021
Q1 		$3.36M Sell
148,373
-1,153
-0.8% -$26.6K ﹤0.01% 1489
2020
Q4 		$3.43M Sell
149,526
-822
-0.5% -$16.8K ﹤0.01% 1334
2020
Q3 		$2.75M Buy
150,348
+85,908
+133% +$1.61M ﹤0.01% 1287
2020
Q2 		$1.13M Sell
64,440
-11,060
-15% -$181K ﹤0.01% 1735
2020
Q1 		$1.13M Sell
75,500
-23,373
-24% -$492K ﹤0.01% 1539
2019
Q4 		$2.27M Buy
98,873
+54,413
+122% +$1.23M ﹤0.01% 1271
2019
Q3 		$1M Sell
44,460
-3,098
-7% -$70.9K ﹤0.01% 1739
2019
Q2 		$1.07M Sell
47,558
-23,314
-33% -$540K ﹤0.01% 1671
2019
Q1 		$1.84M Buy
70,872
+13,716
+24% +$339K ﹤0.01% 1235
2018
Q4 		$1.19M Sell
57,156
-1,174
-2% -$29K ﹤0.01% 1402
2018
Q3 		$1.62M Buy
58,330
+22,845
+64% +$644K ﹤0.01% 1322
2018
Q2 		$992K Buy
35,485
+2,468
+7% +$67.8K ﹤0.01% 1631
2018
Q1 		$887K Buy
33,017
+17,417
+112% +$484K ﹤0.01% 1696
2017
Q4 		$439K Buy
15,600
+10,010
+179% +$283K ﹤0.01% 2171
2017
Q3 		$159K Sell
5,590
-59
-1% -$1.66K ﹤0.01% 2711
2017
Q2 		$157K Sell
5,649
-97,817
-95% -$2.71M ﹤0.01% 2648
2017
Q1 		$2.81M Buy
103,466
+7,039
+7% +$188K 0.02% 662
2016
Q4 		$2.46M Sell
96,427
-828
-0.9% -$21.4K 0.02% 697
2016
Q3 		$2.65M Buy
97,255
+22,610
+30% +$597K 0.03% 633
2016
Q2 		$1.89M Sell
74,645
-72,358
-49% -$1.69M 0.02% 787
2016
Q1 		$3.25M Buy
147,003
+5,852
+4% +$118K 0.01% 935
2015
Q4 		$3.27M Buy
141,151
+48,824
+53% +$1.15M 0.01% 907
2015
Q3 		$2.18M Sell
92,327
-227,557
-71% -$6.52M 0.01% 800
2015
Q2 		$10.6M Buy
319,884
+22,741
+8% +$809K 0.05% 306
2015
Q1 		$10.8M Sell
297,143
-46,929
-14% -$1.7M 0.06% 290
2014
Q4 		$13M Buy
344,072
+3,268
+1% +$123K 0.07% 247
2014
Q3 		$13.2M Sell
340,804
-12,490
-4% -$503K 0.08% 230
2014
Q2 		$15M Sell
353,294
-47,829
-12% -$1.98M 0.09% 207
2014
Q1 		$16.5M Buy
401,123
+24,081
+6% +$970K 0.1% 187
2013
Q4 		$14.6M Sell
377,042
-4,607
-1% -$177K 0.09% 205
2013
Q3 		$14.4M Sell
381,649
-3,067
-0.8% -$115K 0.1% 196
2013
Q2 		$14.1M Buy
+384,716
New +$14.6M 0.1% 180

Other funds holding NCV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CPC
Congress Park Capital Saratoga Springs, New York $370M AUM 26.01% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $7.85B AUM 20.99% 1-Year Est. Return

LPL Financial's NCV Position: Q1 2026 in Review

LPL Financial increased its Virtus Convertible & Income Fund (NCV) stake by 0.18% in Q1 2026, buying an estimated $10.6K and bringing the position to 370,347 shares worth $5.51M. The position accounts for ﹤0.01% of the portfolio, ranked #2534.

LPL Financial first reported a position in NCV in Q2 2013 and has held it in 52 quarters since. The position peaked at $16.5M in Q1 2014. 59 funds tracked by Wall St. Rank hold NCV as of Q1 2026.

  • LPL Financial held 370,347 shares of Virtus Convertible & Income Fund worth $5.51M as of Q1 2026.
  • LPL Financial bought 675 Virtus Convertible & Income Fund shares in Q1 2026, an estimated $10.6K.
  • Virtus Convertible & Income Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2534 holding.
  • LPL Financial first reported a position in Virtus Convertible & Income Fund in Q2 2013 and has held it in 52 quarters since.
  • LPL Financial's Virtus Convertible & Income Fund position peaked at $16.5M in Q1 2014.
  • 59 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.