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NCV

Virtus Convertible & Income Fund

70 hedge funds and large institutions have $93M invested in Virtus Convertible & Income Fund in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 26 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

63% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 16

39% more capital invested

Capital invested by funds: $67.1M → $93M (+$25.9M)

19% more funds holding

Funds holding: 5970 (+11)

1.5% more ownership

Funds ownership: 3.28%4.78% (+1.5%)

Holders
70
Holders Change
+11
Holders Change %
+18.64%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
20
Increased
26
Reduced
16
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.36M +$962K +40,688 +11%
LCM
2
Landscape Capital Management
New Jersey
$9M +$8.81M +372,465 +1,111%
UBS Group
3
UBS Group
Switzerland
$8.77M -$406K -17,173 -4%
GC
4
Guggenheim Capital
Illinois
$8.02M -$355K -15,016 -4%
OA
5
Oxbow Advisors
Texas
$7.53M +$6.55M +276,835 +441%
Cohen & Steers
6
Cohen & Steers
New York
$7.43M +$604K +25,525 +8%
Bank of America
7
Bank of America
North Carolina
$5.31M -$288K -12,160 -5%
LPL Financial
8
LPL Financial
California
$3.27M +$1.15M +48,824 +53%
DA
9
Doliver Advisors
Texas
$2.84M +$29.9K +1,265 +1%
MIG
10
Mariner Investment Group
New York
$2.6M +$1.09M +46,083 +65%
CA
11
Cornerstone Advisors
North Carolina
$2.29M +$679K +28,725 +38%
NMC
12
Nine Masts Capital
Hong Kong
$2.12M +$2.27M +95,797 New
AIG
13
American International Group
New York
$1.85M +$191K +8,066 +11%
SIA
14
Sit Investment Associates
Minnesota
$1.79M +$1.63M +69,031 +581%
Morgan Stanley
15
Morgan Stanley
New York
$1.71M +$51.2K +2,166 +3%
MFS
16
MSI Financial Services
Massachusetts
$1.59M +$90.1K +3,811 +6%
NCM
17
Newgate Capital Management
Connecticut
$1.46M +$1.58M +66,741 New
RCM
18
Robinson Capital Management
Michigan
$1.31M +$1.4M +59,119 New
Citigroup
19
Citigroup
New York
$1.18M +$805K +34,032 +176%
ICM
20
Ionic Capital Management
New York
$1.12M +$294K +12,447 +33%
SG Americas Securities
21
SG Americas Securities
New York
$1.03M +$1.1M +46,311 New
CIA
22
Capital Investment Advisors
Georgia
$919K -$17.9K -756 -2%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$914K -$208K -8,812 -18%
PPA
24
Parametric Portfolio Associates
Washington
$913K -$969K -40,978 -50%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$857K +$915K +38,677 New

NCV Hedge Fund Activity: Q4 2015 in Review

70 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in Virtus Convertible & Income Fund (NCV) for Q4 2015, worth a combined $93M — up 39% from $67.1M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new NCV positions and 9 closed out — a net gain of 11 holders — while 26 added to existing stakes and 16 trimmed.

The largest buyer was Landscape Capital Management, adding an estimated $8.81M. The largest seller was Parametric Portfolio Associates, cutting an estimated $969K.

  • 70 institutional investors held Virtus Convertible & Income Fund (NCV) as of Q4 2015, up from 59 in Q3 2015.
  • Funds reported $93M of Virtus Convertible & Income Fund stock for Q4 2015, up 39% quarter-over-quarter.
  • 20 funds opened new Virtus Convertible & Income Fund positions in Q4 2015 and 9 closed out, a net change of +11 holders.
  • The largest Virtus Convertible & Income Fund buyer in Q4 2015 was Landscape Capital Management, an estimated $8.81M added.
  • The largest Virtus Convertible & Income Fund seller in Q4 2015 was Parametric Portfolio Associates, an estimated $969K sold.

Based on aggregated 13F filings for Q4 2015.