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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.1M -$1.76M -104,094 -8%
CPC
2
Congress Park Capital
New York
$14.3M +$181K +10,715 +1%
AAM
3
Advisors Asset Management
Colorado
$11.6M +$1.03M +60,957 +10%
GC
4
Guggenheim Capital
Illinois
$9.11M +$1.69M +100,251 +24%
PCM
5
Penserra Capital Management
California
$6.92M +$254K +15,025 +4%
LPL Financial
6
LPL Financial
California
$6.82M +$298K +17,648 +5%
SCM
7
Saba Capital Management
New York
$5.92M -$6.53M -387,096 -53%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$5.37M +$3.63M +215,172 +239%
Ameriprise
9
Ameriprise
Minnesota
$4.6M -$214K -12,678 -5%
Bank of America
10
Bank of America
North Carolina
$4.56M -$12.8K -756 -0.3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$3.27M +$3.14M +185,909 New
SF
12
Summit Financial
New Jersey
$2.11M -$64.8K -3,841 -3%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.88M +$138K +8,172 +8%
NA
14
NewEdge Advisors
Louisiana
$1.5M +$240K +14,199 +20%
PAS
15
Park Avenue Securities
New York
$1.45M -$39.5K -2,339 -3%
CA
16
CoreCap Advisors
Michigan
$1.28M +$75.5K +4,475 +7%
Invesco
17
Invesco
Georgia
$1.15M +$47.1K +2,792 +4%
WCL
18
Wealth Care LLC
Florida
$1.1M -$101K -5,959 -9%
KAS
19
Kestra Advisory Services
Texas
$886K +$18.1K +1,072 +2%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$733K +$82.3K +4,878 +13%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$695K
CL
22
Choreo LLC
Illinois
$590K +$566K +33,521 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$589K -$10.7K -632 -2%
Lido Advisors
24
Lido Advisors
California
$558K
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$542K +$64.4K +3,818 +14%