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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.7M +$1.09M +42,000 +5%
Wells Fargo
2
Wells Fargo
California
$15.5M +$1.25M +48,409 +9%
Bank of America
3
Bank of America
North Carolina
$8.53M +$1.45M +56,212 +20%
Cohen & Steers
4
Cohen & Steers
New York
$8.45M -$2.37M -91,677 -22%
GC
5
Guggenheim Capital
Illinois
$8.34M +$1.05M +40,385 +14%
VIA
6
Vident Investment Advisory
Georgia
$5.24M +$377K +14,573 +8%
SIA
7
Sit Investment Associates
Minnesota
$4.83M
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$3.75M
Morgan Stanley
9
Morgan Stanley
New York
$3.21M +$144K +5,562 +5%
LPL Financial
10
LPL Financial
California
$2.46M -$21.4K -828 -0.9%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.87M +$286K +11,033 +18%
AG
12
Advisor Group
Arizona
$1.74M +$199K +7,672 +13%
AAM
13
Advisors Asset Management
Colorado
$1.45M -$51.4K -1,987 -3%
EGA
14
E&G Advisors
Texas
$1.05M -$45K -1,738 -4%
Invesco
15
Invesco
Georgia
$1M -$169K -6,538 -14%
LCM
16
Laurion Capital Management
New York
$833K +$845K +32,654 New
OA
17
Oxbow Advisors
Texas
$625K -$388 -15 -0.1%
SIM
18
Sonora Investment Management
Arizona
$589K
NMC
19
Nine Masts Capital
Hong Kong
$540K +$548K +21,174 New
OFG
20
OTA Financial Group
New York
$381K +$386K +14,931 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$372K +$120K +4,626 +46%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$325K +$20K +774 +6%
DA
23
Doliver Advisors
Texas
$295K +$299K +11,546 New
Millennium Management
24
Millennium Management
New York
$295K +$299K +11,551 New
MCM
25
Maryland Capital Management
Maryland
$271K -$71.2K -2,750 -21%