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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.6M -$700K -33,262 -4%
GC
2
Guggenheim Capital
Illinois
$5.62M +$786K +37,356 +11%
Bank of America
3
Bank of America
North Carolina
$5.57M -$586K -27,882 -7%
Cohen & Steers
4
Cohen & Steers
New York
$2.89M +$1.12M +53,257 +38%
LCM
5
Landscape Capital Management
New Jersey
$2.28M +$1.71M +81,456 +115%
Wells Fargo
6
Wells Fargo
California
$2.25M -$25.6K -1,216 -0.8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.2M +$111K +5,275 +7%
LPL Financial
8
LPL Financial
California
$1.13M -$492K -23,373 -24%
AAM
9
Advisors Asset Management
Colorado
$1.11M +$1.18M +56,008 +310%
Ameriprise
10
Ameriprise
Minnesota
$1.02M +$355K +16,893 +33%
MAFM
11
Mid Atlantic Financial Management
Pennsylvania
$779K -$42.5K -2,019 -4%
UBS Group
12
UBS Group
Switzerland
$751K -$87K -4,136 -8%
CAN
13
Cetera Advisor Networks
California
$671K +$113K +5,386 +14%
DA
14
Doliver Advisors
Texas
$613K +$849K +40,352 New
Osaic Holdings
15
Osaic Holdings
Arizona
$520K +$729K +34,671 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$516K -$1.06M -50,371 -59%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$382K -$48.6K -2,313 -8%
JPLA
18
Joseph P. Lucia & Associates
New York
$336K -$10.2K -485 -2%
EGA
19
E&G Advisors
Texas
$335K -$47.3K -2,250 -9%
SIM
20
Sonora Investment Management
Arizona
$322K -$17.3K -821 -4%
ACM
21
Arlington Capital Management
Illinois
$308K +$100K +4,773 +30%
CC
22
Claybrook Capital
Massachusetts
$306K -$264K -12,537 -38%
WAM
23
Wolverine Asset Management
Illinois
$250K -$128K -6,106 -27%
AGM
24
Alpine Global Management
New York
$205K +$289K +13,722 New
SFA
25
Sequoia Financial Advisors
Ohio
$151K +$212K +10,077 New