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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.1M +$881K +60,213 +7%
AAM
2
Advisors Asset Management
Colorado
$8.31M +$507K +34,669 +6%
Bank of America
3
Bank of America
North Carolina
$7.71M -$1.2M -82,131 -13%
GC
4
Guggenheim Capital
Illinois
$2.67M -$1.66M -113,765 -36%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$2.36M +$180K +12,321 +8%
HBCM
6
Heron Bay Capital Management
Michigan
$2.04M
LPL Financial
7
LPL Financial
California
$1.87M -$167K -11,429 -8%
WAM
8
WNY Asset Management
New York
$1.41M +$373K +25,480 +32%
CS
9
Credit Suisse
Switzerland
$1.38M
Ameriprise
10
Ameriprise
Minnesota
$1.24M -$133K -9,114 -9%
PAS
11
Park Avenue Securities
New York
$1.06M -$79.2K -5,412 -6%
CAN
12
Cetera Advisor Networks
California
$906K +$24K +1,639 +2%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$823K +$91K +6,217 +11%
PAG
14
Private Advisor Group
New Jersey
$688K +$17.7K +1,213 +2%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$572K -$15.7K -1,070 -2%
NA
16
NewEdge Advisors
Louisiana
$525K +$21.1K +1,440 +4%
CC
17
Claybrook Capital
Massachusetts
$426K
Osaic Holdings
18
Osaic Holdings
Arizona
$408K -$152K -10,362 -25%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$381K -$135K -9,250 -25%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$377K -$10.3K -705 -2%
Wells Fargo
21
Wells Fargo
California
$323K +$37K +2,528 +12%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$311K -$7.55K -516 -2%
UBS Group
23
UBS Group
Switzerland
$284K +$88.5K +6,050 +40%
LCM
24
Landscape Capital Management
New Jersey
$269K +$65.4K +4,473 +29%
BRWA
25
B. Riley Wealth Advisors
Florida
$253K +$11.4K +779 +4%