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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.5M +$242K +10,572 +2%
Bank of America
2
Bank of America
North Carolina
$10M +$1.4M +61,355 +16%
GC
3
Guggenheim Capital
Illinois
$6.17M -$122K -5,318 -2%
Wells Fargo
4
Wells Fargo
California
$3.94M -$150K -6,573 -4%
Cohen & Steers
5
Cohen & Steers
New York
$3.16M
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$1.78M -$21K -919 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.71M +$1.19M +52,033 +220%
UBS Group
8
UBS Group
Switzerland
$1.46M -$116K -5,048 -7%
Ameriprise
9
Ameriprise
Minnesota
$1.2M +$107K +4,657 +10%
MAFM
10
Mid Atlantic Financial Management
Pennsylvania
$1.18M +$87.7K +3,835 +8%
LPL Financial
11
LPL Financial
California
$1M -$70.9K -3,098 -7%
CAN
12
Cetera Advisor Networks
California
$816K +$130K +5,673 +19%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$672K +$22.6K +987 +3%
EGA
14
E&G Advisors
Texas
$634K -$17K -741 -3%
CC
15
Claybrook Capital
Massachusetts
$554K +$562K +24,568 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$545K -$91.5K -4,001 -14%
JPLA
17
Joseph P. Lucia & Associates
New York
$536K +$14.1K +618 +3%
WAM
18
Wolverine Asset Management
Illinois
$293K -$207K -9,045 -41%
AG
19
Advisor Group
Arizona
$248K -$979K -42,809 -80%
DA
20
Doliver Advisors
Texas
$238K +$241K +10,533 New
RFN
21
RDA Financial Network
Iowa
$225K -$27.3K -1,195 -11%
CAN
22
Claraphi Advisory Network
United States
$212K -$87K -3,803 -29%
LCM
23
Landscape Capital Management
New Jersey
$211K +$214K +9,359 New
PFSC
24
Peoples Financial Services Corp
Pennsylvania
$209K +$212K +9,250 New
BCA
25
Biltmore Capital Advisors
New Jersey
$192K +$22.9K +1,000 +13%