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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.8M +$394K +28,597 +2%
AAM
2
Advisors Asset Management
Colorado
$8.13M -$432K -31,353 -5%
PCM
3
Penserra Capital Management
California
$7.78M +$8.29M +601,375 New
LPL Financial
4
LPL Financial
California
$3.96M +$650K +47,166 +18%
Bank of America
5
Bank of America
North Carolina
$3.41M -$222K -16,121 -6%
Ameriprise
6
Ameriprise
Minnesota
$3.02M +$401K +29,088 +14%
RCM
7
Rivernorth Capital Management
Florida
$2.39M +$738K +53,521 +41%
WAM
8
Wolverine Asset Management
Illinois
$2.21M +$2.36M +171,022 New
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.75M +$225K +16,317 +14%
WAM
10
WNY Asset Management
New York
$1.64M -$1.2M -86,714 -41%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.36M +$28.2K +2,049 +2%
Raymond James Financial
12
Raymond James Financial
Florida
$979K +$80.9K +5,871 +8%
GP
13
Gridiron Partners
Pennsylvania
$970K +$321K +23,270 +45%
LCM
14
Landscape Capital Management
New Jersey
$927K +$863K +62,582 +684%
Invesco
15
Invesco
Georgia
$758K -$155K -11,272 -16%
Osaic Holdings
16
Osaic Holdings
Arizona
$695K +$144K +10,434 +24%
LSC
17
Logan Stone Capital
Illinois
$611K +$652K +47,278 New
UBS Group
18
UBS Group
Switzerland
$588K -$171K -12,410 -21%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$512K -$26.7K -1,936 -5%
Thrivent Financial for Lutherans
20
Thrivent Financial for Lutherans
Minnesota
$511K -$28 -2 -0%
Walleye Capital
21
Walleye Capital
New York
$465K +$164K +11,904 +49%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$462K +$1.93K +140 +0.4%
Lido Advisors
23
Lido Advisors
California
$410K -$14 -1 -0%
ICM
24
Ionic Capital Management
New York
$362K -$14 -1 -0%
Mariner
25
Mariner
Kansas
$332K -$20.1K -1,461 -5%